Monitoring & Surveillance Officer-Compliance-IB-London-£40k-£45k recruitment
Monitoring Surveillance Officer-Compliance-IB-London-£40k-£45k
This is a fantastic opportunity to work for a medium sized investment bank which is expanding it's compliance department. The client is a European Bank which has a smaller presence in the UK so you will be working closely with all aspects of the business.
The role will involve the following:
- Assist the compliance manager with all aspects of monitoring across trading floor and corporate finance
- Assist with training and development of junior staff members
- Assist with design and implementation of trade surveillance fundtion
- Carry out daily monitoring
- Participate in investigations as required
- Escalation of investigations as required internally or externally
- Collate and analyse and produce conclusions from monitoring surveillance information and include in MI
The successful candidate will ideally be coming from an investment banking background though this is flexible with exposure to monitoring and surveillance. Ideally you will have been front office based dealing with multi asset classes. An understanding of compliance, FSA guidelines and the regulatory environment is also essential.
To apply please send your CV to Tim Clarke at tim.clarke@eamesconsulting.com or call on 0207 092 3241. Only suitable candidates will be contacted.