Multiple Advice Compliance Roles
This is an opportunity to join a well known financial services organisations reputable Advice Compliance team. Candidates with backgrounds in Advisor Assurance and Investigations, Complaints Management, Policy and Documentation and Regulatory Governance are encouraged to apply.
This would suit candidates looking for a dynamic and improvement focused team where there is real opportunity to add value.
Candidates with audit, risk and legal backgrounds will be highly regarded as well as those having commenced their careers in financial planning and who have made the transition to project and remediation roles.
Please apply now or call Desiree Hemberger on +2 8986 3120 for a confidential discussion.
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