New skilled Compliance Officer job at a leading Brokerage
Location: London
Salary: £60-70,000 p/a + market-leading benefits package + good bonus potential
A Global independent broker-dealer is looking to recruit a Compliance Officer for their London office, to fulfil both CF10 and CF11 responsibilities across its Compliance coverage.
The Client:
The firm has grown exponentially over the past year to become a major player in the brokerage industry across the US and Asia, with a particular focus on Europe. They provide execution, trading and research services across Equities, Commodities, Fixed Income and FX products. This company has one of the best benefits packages in London with a generous holiday allowance and a meritocratic environment - perfect for career progression.
The Job:
Due to an international move, the firm is now actively recruiting for a Compliance Officer. You will offer detailed solutions to issues in compliance procedures. You will have a total oversight of the implementation and deliverance of monitoring programmes and reviewing AML practices. The main responsibilities will include:
• Developing relationships with exchanges to promote company exposure in the market.
• Ensuring adherence to FCA regulations and advising on any discrepancies or areas for improvement to the COO and Group CFO.
• Reviewing AML procedures and training for front office employees covering AML and bribery.
The Candidate:
The successful candidate will have proven working knowledge of conduct risk management disciplines and an understanding of how regulatory, political and reputation issues affect the division. A business minded, proactive person with strong knowledge of the FCA regulatory framework, and experience working in Exchanges is highly desirable.
If interested in this position please apply asap, as this role interviewing now, or contact us for a confidential discussion.
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