Operational Compliance Adviser recruitment
Leading financial services organisation is looking for a Compliance Adviser for their Operational Compliance team.
The operational compliance team is responsible for advising the business on the Company's compliance policies and procedures with particular focus on the client operations and corporate and client accounting departments.
Duties include:
- Establishing and maintaining an effective and appropriate method of reviewing financial promotions and client communications.
- Working with the training department to provide compliance training to the business.
- Supporting the complaints manager where necessary.
You will be an experienced compliance professional, preferably with previous experience in a generalist compliance role, with knowledge of the FSA rules.
May 8, 2012
• Tags: Compliance, Legal careers in the UK, Operational Compliance Adviser recruitment • Posted in: Financial