Operational Compliance Manager
INVESTMENT COMPLIANCE SPECIALISTS
Opportunity at Leading Asset Management Firm, London City
Operational Compliance Manager | London City - £71,000 (Inc. car allowance)
A leading international asset management firm is looking for an Operational Compliance Manager to oversee the firm’s investment compliance functions.
If you're looking for a new opportunity within trade surveillance and restriction monitoring, this role will provide an exciting new challenge.
The firm is keen to meet with people with proven experience in a relevant asset management function and working knowledge of equity and fixed income investment management products. A good understanding of UCITS regulation and FSA COB is essential and prior coding experience using Sentinel or ThinkFolio would be highly advantageous.
If you are interested on hearing more about the position, then please don’t hesitate to get in touch.
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