Operations Head – Responsible Officer – Securities recruitment
The Operations Manager will be responsible for;
Ensuring that all activities of Operations Department are complied with the SFC rules and regulations;
Reviewing criteria used to assign trading and margin limits to clients, and making suggestions for improvement to the Executive Director ;
Reviewing reported suspicious activities
Approving closure of client account occurred by deficit in account balance;
Providing assistance in communication with the SFC;
Updating existing manuals related to operations and ensuring that all members are fully aware of the new changes implemented; and
Preparing training program for new officers of Operations Department and managing a team of approx 4
Please contact me for more information - kate.harper@connectedgroup.com