Operations Head – Responsible Officer – Securities recruitment
The Operations Manager will be responsible for;Ensuring that all activities of Operations Department are complied with the SFC rules and regulations; Reviewing criteria used to assign trading and margin limits to clients, and making suggestions for improvement to the Executive Director ; Reviewing reported suspicious activities Approving closure of client account occurred by deficit in account balance; Providing assistance in communication with the SFC; Updating existing manuals related to operations and ensuring that all members are fully aware of the new changes implemented; andPreparing training Read more […]
Responsible Officer – Fixed Income recruitment
The Company .Our client is a well established Chinese Securities Company with strong business expansion plans in Asia. Due to substantial growth they are looking for a Responsible Officer for their asset management business. The Role The main responsibilities for this job will include: Supporting the Managing Director to manage a medium size asset management firm Managing global fixed income business, such as interest rate swaps, currency swaps, loans, bonds and convertible bonds Participating in marketing, fund raising product development Assisting in formulating investment Read more […]
Responsible Officer, Type 3 recruitment
The key responsibility of this role is to be the Responsible Officer for an online trading platform. Requirements: (a) Sufficient academic/industry qualification, such as a degree in business or law, a professional qualification or passing certain academic papers; (b) Experienced with a Type 3 licensed company(c) 3 years relevant industry experience over the past 6 years; (c) 2 years management experience; and (d) Passing the relevant Hong Kong local regulatory framework papers.