Operations regulatory reporting Associate (contract) recruitment
Main responsibilities
* Responsible for preparing daily, weekly, monthly, and quarterly reports for regulators, exchanges and other stakeholders.
* Develop solid working relationships with other areas of the firm including the, Securities Division, Technology, Legal, Compliance, and other Operations teams.
* Support strategic business initiatives and assist with integration into the team.
* Oversee day-to-day regulatory reporting control and support functions.
* Provide daily supervision to ensure Ops teams adhere to the regulatory reporting policy and escalate any exceptions to senior management on a timely basis.
* Partner with the global regulatory reporting teams to ensure consistency in administering the regulatory reporting initiatives.
* Work with technology team and other stakeholders in proposing, prioritizing and implementing the system, Regulatory Report Monitor (RRM), enhancements.
* Manage the change management process for Ops to ensure that appropriate frameworks exist to monitor, evaluate and implement any changes concerning changes to existing regulatory reports.
* Supervise certification process to ensure the regulatory reports are produced, reviewed, filed and maintained in an accurate and timely manner.
Job requirements
* Strong analytical and documentation skills with an ability to understand complex workflows.
* Strong ability to partner and influence with various stakeholders such as Compliance, Legal, Operations, and Technology.
* Proven ability to organize and prioritize workload and drive results.
* Experience in an Operations, Regulatory, Audit, Legal and Compliance and/or Information Technology capacity.
* Ability to learn and understand the booking model for wide range of existing and new derivative products.
* Experience in regulatory reporting, stock loan, equity trade support and structured products support a positive.
* Good command of English
