Operations regulatory reporting Associate (contract) recruitment

Main responsibilities * Responsible for preparing daily, weekly, monthly, and quarterly reports for regulators, exchanges and other stakeholders. * Develop solid working relationships with other areas of the firm including the, Securities Division, Technology, Legal, Compliance, and other Operations teams. * Support strategic business initiatives and assist with integration into the team. * Oversee day-to-day regulatory reporting control and support functions. * Provide daily supervision to ensure Ops teams adhere to the regulatory reporting policy and escalate any exceptions to senior management Read more […]

July 19, 2012 • Tags: , • Posted in: Financial • Comments Off on Operations regulatory reporting Associate (contract) recruitment