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Analyst III, Market Risk
Job Summary: Assist QRA in providing ongoing training and technical advice to ROOR Examination and Surveillance staff for the development and enhancement of the examination and surveillance programs and other initiatives related to market, credit and operational risk management practices and regulations. Essential Job Functions: Assist ANC examiners in all aspect of ANC examinations including: Planning (explaining complicated trading strategies and related risks, products and hedging strategies and recommending areas to focus on). Execution (meeting with and interviewing traders and risk Read more […]
Compliance Examiner – Member Regulation, Sales Practice
Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the U.S. financial markets. This position requires excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), and a strong commitment to ensuring that the securities industry operates fairly and honestly. Essential Job Functions: Conducts examinations and other reviews related to FINRA member firms’ finances and operations; sales, underwriting Read more […]
Experienced Product Control – Award Winning Commodities Desk
Overview: A Tier One Investment Bank in Singapore is looking to hire an experienced (5-7years) commodities focused product controller to join their award winning expanding desk. The team cover both derivatives physical products across a broad spectrum of commodity assets (Metals, Oil, Gas, agricultural, power, energy). With ample exposure to the trading desk, the successful candidate will report directly to the APAC head of Commodities PC based locally have oversight of junior members. Location: Singapore, Asia The Role: + Reporting into the Head of Commodities PC CFO + Oversight Read more […]
Pricing and Liquidity Analyst Job
Pricing and Liquidity AnalystJob Requisition Number: 37801United StatesNew York – USAThe Role:Bloomberg is seeking a highly motivated and enthusiastic candidate to contribute to the development of a regulatory liquidity assessment within the Bloomberg Valuation Service (BVAL). The successful candidate will be responsible for conducting statistical analysis, model calibration and oversee part of the research activities. Key responsibilities will also include exploring current academia and market best practices in liquidity models, accessing quality controls around different approaches and suggesting Read more […]
Enterprise Content and Distribution Technical Sales Job
Enterprise Content and Distribution Technical SalesJob Requisition Number: 37537United StatesNew York – USAThe Role:The Enterprise Content and Distribution Sales Group at Bloomberg is growing at a rapid pace and we are searching for enterprising and seasoned professionals to help us expand our global sales operations. The successful candidate will be part of our Technical sales team and be responsible for the direct sales of Real-Time Data Feeds, including B-Pipe and our NewsFeeds, as well as Bloomberg Platform. Their responsibilities will also include managing accounts and providing solutions Read more […]
Global Manager of Sales Operations Job
Global Manager of Sales OperationsJob Requisition Number: 37488United StatesNew York – USAJob DescriptionBloomberg’s Enterprise group seeks a Global Manager of Sales Operations and Strategy to build and lead a world class Sales Operations organization for a fast-growing, global SaaS business. The role is responsible for the overall structure, processes, and execution for sales and the services operations, and will coordinate and drive sales forecasting, planning, and budgeting processes used within the global sales organization. The position reports into the Global Head of the Enterprise group.Responsibilities Read more […]
Documentation Analyst
About Key Cleveland-based KeyCorp is one of the nation’s largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally. The company’s businesses deliver their products and services through branches and offices; a network of 1,439 ATMs; telephone banking centers 1-800-KEY2YOU® (1-800-539-2968); and a website, Key.com®, that provides Read more […]
Regulatory Analyst – OFDMI/ Office of Whistleblower
FINRA is seeking well qualified individuals for our Regulatory Analyst position in the OFDMI-Office of the Whistleblower in Rockville, MD. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: The Regulatory Analyst conducts reviews and investigations to compile evidence of potentially fraudulent or illegal conduct which may constitute violations of applicable federal securities laws and/or FINRA rules and regulations. The position involves professional work in which incumbents are fulfilling their assigned roles, Read more […]
Assistant Director, Derivative Operations
Eastspring Investments, part of Prudential Corporation Asia, is Prudential’s* asset management business in Asia. It is one of Asia’s largest asset managers, with operations in 12 markets (including a US sales office) and just under 2,000 employees in Asia and about US$94.4billion (£58.1 billion) in assets under management (at December 31, 2012). Eastspring Investments recently topped an annual ranking by size of retail fund managers in Asia.** About half of total assets are sourced from third party clients including a wide range of retail and institutional investors. Eastspring Investments also Read more […]
Senior Equity Portfolio Investment Strategy Quant Researcher
JOB DESCRIPTION The purpose of the Senior Equity Portfolio Investment Researcher is to maximize the investment strategies and purposes of the portfolio’s return, by working alongside senior portfolio managers (PM). This is a highly technical investment strategy stock selection research driven team, group and firm who need a very specialist seasoned equity researcher to boost portfolio performance within their front office buy side Boston based team. Location: Boston, USA. The role: Lead a team of equity researchers across US, European and Asian Equities product focus. Perform portfolio investment Read more […]