Portfolio Compliance
Key responsibilities:
- Portfolio compliance: ensuring investment restrictions are accurately coded, daily investment restriction monitoring
- Trade execution monitoring: perform monitoring testing, operational risk reporting
- Client liaison: responding to clients on matters relating to the control environment
The successful candidate will come from investment management and have proven experience interpreting IMAs and coding a compliance monitoring system such as Charles River.
A fantastic opportunity to join a leading and successful investment manager that provide continued training, internal progression, work life balance and competitive benefits.
Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age.
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