Portfolio/Investment Compliance Analyst
Following the increased requirement in pre and post trade analysis and the high value of fines resulting from breaches, a British Fund Manager with a global presence is looking to increase its team. Reporting to the Senior Compliance Manager the successful candidate will be responsible for reviewing system generated exceptions as well as liaising with other areas of the business.
The company is British based and has an EU focus though still retains a large global footprint. They pride themselves on providing an exceptional working environment and fantastic work/life balance. The successful candidate will enjoy a collegiate atmosphere and great benefits package. The company also encourages development and has great training programmes available.
The role will sit in the Guideline Monitoring team Interpreting Investment Management Agreements, coding rules and investigating exceptions. The successful candidate will have the following skill set:
· Experience in Charles River or equivalent system
· General systems experience and the capacity to pick up new skills quickly
· Understanding of equity, fixed income, currency and exchange traded and OTC derivatives.
· Sound understanding of UCITS regulations
· Strong attention to detail
· Excellent communication skills and team player
The successful candidate will have 2+ years of experience in asset management and will ideally have experience in using Charles River, Sentinel or ThinkFolio. The candidate must be tenacious and willing to take action to protect the firm and its clients’ positions.
On joining the guideline monitoring team within this global fund manager the successful candidate will be part of a brilliant brand that places a strong emphasis on the important of compliance for its business and clients.
To find out more please call Jamie Boyd at Hays on 020 3465 0110
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