Portfolio/Marketing Compliance Analyst
The primary responsibilities include reviewing trades to ensure compliance with investment guidelines, coding security attributes in the system, and performing regular reviews of portfolios to ensure compliance with client guidelines, internal policies and applicable regulations.
•Create and maintain new security masters.
•Performance regular reviews of portfolios to ensure compliance client guidelines, internal policies and applicable regulations.
•Work closely with account managers and portfolio managers/traders to resolve issues relating to investment guidelines.
•Undertake ad hoc projects to enhance the efficiency of the Asia Investment Guidelines Compliance team including training and technology initiatives.
•Coordinate communications with other compliance teams in the region as well as with the US and Europe to ensure adoption and maintenance of global standards.
Position Requirements:
•Strong English communication skills, both written and oral, with strong attention to detail.
•At least 1-3 years experience in trade surveillance and/or investment guidelines compliance and/or audit functions.
•Have an interest and good working knowledge of fixed income markets and securities, including derivatives such as futures, options, interest rate swaps and credit default swaps, and equities preferred.
•High proficiency in compliance monitoring systems, Microsoft Excel and Bloomberg.
•Capability to manage multiple tasks with tight deadlines, organize and prioritize tasks.
•Ability to work under pressure with a fair degree of autonomy as well as in a team environment
Interested Candidates please send across your CV to komal@ksconsulting.com.sg
Only successful candidates will be contacted.
MOM Registered Employment Agency: 08C5498
Employment Agency Personnel Registration No.: R1103675
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