Regional Compliance Assurance Manager (Ref : 214-003677-DL) recruitment
Key responsibilities:
Participate in the Asia Pacific region-wide risk based quality assurance programme covering the Company’s funds operations compliance functions. Keep track of emerging regulatory trends and new legislation impacting the firm’s Investments funds businesses and use in conjunction with key accountabilities:
- Assist in the development and roll-out of regional standards, policies and practices and ensure their effective implementation of the standards and the product approval process.
- Assist in tracking of issues via detailed monitoring, verification, closure and reporting of issues/actions/recommendations noted through the assurance report.
- Assist in the delivery of a robust review of the funds business AML arrangements to include assessment of sanction screening systems, risk-based frameworks and adherence to Group policies.
- Lead design and delivery of training development programmes
- Lead and or assist in other projects to suit need.
Requirements:
- Must have minimum 6 – 8 years of working experience in handling Compliance, AML or Internal Audit space in asset management business or regulatory body
- Communication ability combined with negotiation/influence experience and report writing skills
- Detailed knowledge on asset management compliance
- Internal Audit, Compliance experience with good understanding of funds business and operations
- Willing to travel 15-20% of the time around the region
- Fluency in English and/ or Chinese, ability of other spoken Asian languages is a plus.
Interested parties please send your resume to denise.lim@experis.com.hk. We will treat your resume in strict confidence and only short listed candidates will be notified.
August 12, 2012
• Tags: Accounting & Finance careers in the Hong Kong SAR, Regional Compliance Assurance Manager (Ref : 214-003677-DL) recruitment • Posted in: Financial