Regional Compliance Assurance Manager (Ref : 214-003677-DL) recruitment

Key responsibilities:Participate in the Asia Pacific region-wide risk based quality assurance programme covering the Company’s funds operations compliance functions. Keep track of emerging regulatory trends and new legislation impacting the firm’s Investments funds businesses and use in conjunction with key accountabilities:Assist in the development and roll-out of regional standards, policies and practices and ensure their effective implementation of the standards and the product approval process.Assist in tracking of issues via detailed monitoring, verification, closure and reporting of issues/actions/recommendations Read more […]

August 12, 2012 • Tags: , • Posted in: Financial • Comments Off on Regional Compliance Assurance Manager (Ref : 214-003677-DL) recruitment