Regional Compliance Manager (Ref: PSH/FIG/JS018DR) recruitment

RESPONSIBILITY

Ensure all corporate and Asia region local regulatory compliance requirements are identified and evaluated with effective programs to implement relevant control measures including product initiatives, advertising and communication activities/materials, anti-money laundering, sales practice, etc
Participate in the discussions among committees for proposed change of legislation/ guidelines and new internal compliance initiatives
Provide mentoring to managers to enhance their skills in providing compliance advice and monitoring
Liaise/coordinate with regulatory authorities for change / approval of existing new products / new marketing materials and regular filings
Provide advisory support and review for appointment of service providers by way of due diligence checking and site visit
Provide strategic advice for new product / operation developments to achieve the company goals

REQUIREMENTS

Degree holder or qualified practitioner in Accounting or Law
At least 8 years of relevant compliance experience, of which 2 years is in a regional capacity
Experience in dealing with regulators
Excellent communication skills in English and Chinese (including Mandarin), both written and spoken
In-depth knowledge of compliance, strategy, programs, as well as internal controls and risk management
Able to formulate and draft high quality compliance policy / procedures and work under pressure
Excellent analytical skills and problem solving ability

Interested Applicants please send your resume (in Word format) together with present and expected salary to Jay Sim:

Tel: (852) 2521-5118 ext. 804

Email: jaysim@pplesearch.com

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