Regional Head of Compliance & AML
Our client, a global private bank is looking for a Regional Head of Compliance to provide advice, guidance and support to their private banking business. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.
Duties Include:
- Manage the compliance and AML oversight for the private banking business
- Manage staff in meeting compliance and AML requirements for the private banking business.
- Liaise with the regulators and maintain relationships on behalf of the firm
- Liaise with Senior Management to provide regulatory advice when required
- Demonstrate an understanding of global cross-border private banking business conducted from Switzerland.
- Monitor changes in business practices and products to ensure that compliance procedures and controls are adequate to cover them.
- Support regulatory and audit reviews as required and facilitate information requests, meetings, and co-ordinate management responses to examination findings.
- Provide regulatory oversight for product development and marketing initiatives.
- Provide oversight of business continuity plan, ensuring that it is up to date.
- Maintain compliance reporting into Group at Head Office
- Lead and/or assist in ad hoc regulatory projects
The preferred candidate will ideally have either a private banking or wealth management background and demonstrate a strong understanding of private client business. The individual must have extensive Swiss regulatory experience and a background of working for private banks or wealth management firms based in Switzerland. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to contact@altussearch.ch or call Altus Search on +41 (0) 41 560 02 21 for a confidential discussion.
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