Regional Head of Trade Surveillance
- Build a trade surveillance function from scratch
- Manipulation and misconduct, AML, e-communications
- Build and manage a team
A leading international investment bank is seeking a Regional Head of Trade Surveillance to join their team here in Singapore. This is a unique opportunity to establish a local surveillance team to monitor market manipulation and misconduct, Control Room related issues, insider trading, AML and misuse of electronic communications.
Responsibilities:
- Build and manage the regional Compliance surveillance function, including documenting local regulatory requirements and developing and maintaining a surveillance infrastructure, as well as building and managing a team
- Engage with local compliance staff to help facilitate a coordinated approach to surveillance across the region
- Work with regional counterparts to implement a surveillance strategy and to determine necessary enhancements
- Develop accurate metrics for distribution to compliance and business management
Skills/Requirements:
- Experience of building and maintaining surveillance programmes within the banking and financial services industry
- Extensive experience of implementing surveillance applications
- Experienced in managing a surveillance department
- Strong communication skills and ability to develop and maintain relationships with senior stakeholders across the business
Contact Vi Linh Ha on (65) 6854 5602 or APPLY NOW by clicking the button below or email to resume@ambition.com.sg quoting reference number VLH24575 www.ambition.com.sg.
Data provided is for recruitment purposes only.
Business Licence Number: 200611680D. Licence Number: 10C5117. EA Registration Number: R1114869
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