Regulatory Compliance Consultant recruitment
Our Regulatory Compliance Consulting business is dedicated to providing compliance advisory services to our diverse client base and as part of our growth plans we are looking to hire an experienced compliance professional to join our team
Key Responsibilities:
• Provide clients with responsive regulatory advice and solutions
• Update clients on regulatory change and advise on how it impacts their business
• Provide advice on and draft changes to manuals and other compliance documentation
• Set up relevant compliance infrastructure for clients
• Carry out regular onsite compliance reviews
• Involvement in designing / running training courses
• Build / develop client relationships
• Help develop the IMS offering
Key Skills / Experience:
• Proven track record within compliance gained within Compliance consultancy, Asset / Investment Management, Hedge funds, Securities firms or the FSA
• Ability to implement solutions to address the regulatory requirements of the client
• Sound knowledge of the FSA handbook
• Knowledge of ICAAP and capital adequacy requirements (not essential but advantageous)
• Experience of monitoring and the ability to develop compliance monitoring programmes and techniques
• Strong client facing ability
• Excellent spoken and written English
Experience required:
• At least 2 - 5 years' experience in an FSA focused compliance role
• Experience gained at an Asset Management or Broking firm, as a compliance / regulatory consultant from Big4 or specialist firm, or at the FSA
This is a priority hire so please forward your details for immediate consideration to giles.remmington@theimsgroup.co.uk or call on 0203 141 9635