Regulatory Compliance Manager
Required Experience
- A proven, in-depth understanding of regulatory framework as it applies to wholesale firms, for example; capital requirements, MiFID, AIFMD, relevant Business permissions etc.
- A background in Compliance, Regulatory Risk, Conduct Risk, or Operational Risk from a Wholesale or relevant Asset Management business is essential for this role
- An understanding of the supervisory and enforcement approach to regulation.
- Excellent relationship management skills to enable credible engagement with senior internal and external stakeholders.
- A proven track record in managing teams with volume processes, alongside the ability to drive change.
- Excellent understanding of the domestic and, where appropriate, international regulatory framework as it applies to their team:
This role will suit a candidate who has a solid understating of the Regulatory Framework from the as mentioned businesses, and has a natural inclination to inspire, motivate and manage others. Candidates should want to genuinely force through continuous improvement, striving to improve processes, controls, frameworks etc. and a wider team of individuals
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