Regulatory Compliance & Policy
Full Job Description
Our client is a fast growing retail bank with a strong management team and ambitious growth plans.
Goodman Masson is working with this client to build their regulatory compliance team. The team is responsible for:
Delivering the defined compliance and regulatory framework to establish regulatory touch, and to identify emerging regulatory risks, ensuring adherence to all regulatory requirements through the implementation of a regulatory and legal control framework, including day-to-day liaison with the Conduct and Prudential areas to support the business in meeting their agreed business objectives within agreed risk appetite.
Supporting the Head of department to inform and lead regulatory change initiatives and to ensure that risks are communicated to the Head of Policy Compliance and Senior Risk team; that regulatory touch is understood and that changing and new regulation is communicated appropriately.
Preparing governance and reporting on risk matters in order to ensure that the company meets its external Conduct and Prudential reporting obligations and that senior management and Board are appraised of key risk issues and are sufficiently informed to take appropriate decisions
Supporting the submission of regulatory reporting as directed.
Candidates should have a good understanding of either prudential or conduct regulation, with prior experience in a regulatory or compliance role within a financial services organisation, or have gained similar experience within a consulting firm. Candidates should be of graduate calibre with strong interpersonal skills and the ability to learn new concepts quickly.Goodman Masson is acting as an Employment Agency in relation to this vacancy.
Goodman Masson is an equal opportunities employer.
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