Regulatory Consultant
This firmly established Asset Management firm is looking for a talented Regulatory Consultant to join them.
As a Regulatory Consultant you will be joining an established team who have raised their profile internally in recent years and are now enjoying increased investment from the business.
This well rounded role will see you provide regulatory consulting and technical assistance to the regulatory consulting managers and the business: this will include writing briefing papers and presenting regulatory developments to business managers, promote and continually maintain a culture of knowledge and adherence to regulatory principles and rules and assist with delivering training solutions to business. You will also identify regulatory developments though pro-active research of industry information sources, assist in the analysis and interpretation of financial services regulations, assist with the assessment of regulatory developments on the business, when required, ensure timely reports and presentations are produced for the Control meetings and Risk Control Committee, provide support and guidance on rule developments and interpretations to the wider ROR team and assist with the preparation of responses to the FCA and trade bodies on regulatory developments, where appropriate. Finally you will assist in the drafting and maintenance of regulatory policies and procedures, ensure preparation of statutory and regulatory notifications and reporting and review and approve financial promotions (UK and other jurisdictions) and stationery to meet regulatory standards.
In a role anticipated to grow rapidly you will work closely with colleagues quickly becoming a valued member of the team.
The successful applicant will have asset management knowledge and experience, excellent communication skills both verbally and written and hold excellent general knowledge of the UK financial services regulatory environment.
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