Regulatory Manager/ Senior Manager

 

 

 

Role

A Leading professional services firm seeks to recruit a Regulatory Manager/ Senior Manager with banking sector compliance experience to work in the Hong Kong practice.

Role responsibilities:

• Provide advisory services to clients on the development and implementation of risk management policies, systems and controls, and regulatory issues

• Review risk management policies and procedures against Hong Kong/China regulatory requirements and against the best international practices; identify opportunities for enhancement; assist clients in developing an implementation strategy and in resolving implementation issues

• Assist clients in understanding and meeting regulatory requirements, including responding to the findings of regulatory examinations

• Maintain up-to-date knowledge of risk management methodologies and current risk management and regulatory developments, both locally and internationally

• Develop business opportunities and potential openings with clients

• Handle multiple/simultaneous engagements

Experience/Attributes

• At least five years’ experience in the financial services industry, preferably in banking sector, consultancy firm or regulatory agency

• Expertise and hands-on experience in at least one of the following, e.g. Basel II, credit risk, market risk, operational risk, liquidity risk, risk modeling, prevention of money laundering and terrorist financing, Hong Kong/China banking or securities regulatory compliance issues

• Excellent analytical skills

• Motivated and committed

• Strong project management and coordination skills

• Client-service oriented and accustomed to taking a pro-active approach

• Relevant professional qualifications such as HKICPA, CFA, FRM

To express an interest send an up to date resume to robertshaw@puresearch.com or call Robert Shaw on +852 9012 2217

 

 

 

 

October 7, 2013 • Tags: , • Posted in: Financial

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