Regulatory Reporting Manager, Growing IB

Fast growing Investment Bank is currently recruiting for a newly appointed Regulatory Manager to be responsible for all regulatory, external and management reporting requirements in the region.

The team provides local support for varied financial service business lines.The global regulatory environment is undergoing significant change and the role offers an opportunity for the right candidate to apply their knowledge and skills within an established team in a leading global bank.

This permanent role will manage two existing permanent team members to produce, review and report period end regulatory returns to UK and Irish regulators to a high standard using existing and established automated reporting processes.

Duties to include:

· UK Prudential Regulatory Authority (PRA) Liquidity reporting for the London Branch. This is prepared daily for internal monitoring and weekly for external regulatory submissions.

· Preparation of Central Bank of Ireland reporting. This covers monthly and quarterly prudential and statistical submissions (includes liquidity, COREP, FINREP).

· Daily internal prudential liquidity monitoring under CBI rules.

· UK PRA monthly liquidity reporting for London Branch.

· Elements of UK Bank of England monthly and quarterly reporting for London Branch.

· Production of daily UK securities firm client money segregation process.

· Provide cover within the team for production of UK securities firm internal capital adequacy monitoring.

· Provide cross training and cover for other members of the reg reporting team as required.

· Identify and implement changes to processes required by local regulators for the above returns in the future.

· Proactively work with direct reports and the wider team to enhance system automation and process controls.

· In addition to these functions, employees are required to carry out such other duties as may reasonably be required by the changing needs of the business.

We are looking for a high achieving individual demonstrated through academics and experience to date. Candidates must be qualified.

March 5, 2014 • Tags:  • Posted in: Financial

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