Risk and Control Analyst recruitment

The Risk and Control team performs a critical role with its functional face off to Settlements, Asset Services, Cash Equities Middle Office, Fixed Income Middle Office and SBL Trade Support in EMEA Flow Securities. Working closely with these teams to ensure robust control framework exists, including: SAR’s, SOP, Checklists, Escalation Matrices, Daily Production Meetings, EOD reporting, testing evidencing, with a drive towards real-time risk management. Continuing to reinforce and deepen a risk-management focused culture, with ownership and accountability at all ranks

Risk and Control enable functional management and RTB teams to meet the required standards. This requires both control implementation support as well as functional assessment of control effectiveness

As we strengthen and evolve our risk and control environment we are looking for a candidate who is highly proactive, enthusiastic, dedicated, willing to challenge the status quo and possess strong communication and influencing skills. The candidate will require strong technical background in Asset Services with the ability to apply risk and control principals in this area

Responsibilities include:
• Risk and Control oversight of Asset Service processes
• Monitoring ORI, Audit and SOX action plans
• Assisting with co-ordination of the monthly GBSOV sign off process
• Perform process reviews and deep dives
• Weekly risk meetings
• Risk metrics reporting
• Error’s and loss monitoring
• Performing testing on controls adherence and consistency

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce