Risk Mgr Sr Job recruitment

Risk Mgr Sr (Job Number: 1206844)

BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Additional information is available at www.bnymellon.com.

Pershing LLC (member FINRA, NYSE, SIPC) is a leading global provider of financial business solutions to more than 1,500 institutional and retail financial organizations and independent registered investment advisors who collectively represent approximately five million active investors. Financial organizations, investment professionals and independent registered investment advisors depend on Pershing's depth of experience and consultative approach to provide them with forward-thinking solutions that help them to grow their businesses. Located in 21 offices worldwide, Pershing and its affiliates are committed to delivering dependable operational support, robust trading services, flexible technology, an expansive array of investment solutions, practice management support and service excellence. Pershing is a member of every major U.S. securities exchange, and its international affiliates are members of the Deutsche Bvrse, the Irish Stock Exchange and the London Stock Exchange.

Description

The Corporation's Risk and Compliance program requires each business unit to establish appropriate risk management and compliance controls based on the identification of specific business lines related risks. The incumbent works with business units across the Corporation to assure that each adequately identifies and incorporates appropriate controls for managing risk and other strategic concerns within their risk management systems. The incumbent advises/assists each business unit in evaluating and documenting its existing processes and any control gaps that may appear.The incumbent independently assesses key indicators of the Corporation's risk exposures in the following fields of Risk: Credit, Compliance, Strategic, Reputation, Operational, Fiduciary, Market Interest Rate, Liquidity and FX. In situations where risk exposure is deemed to be increasing, the incumbent works with the Chief Risk Officer and business units to address these situations.Skill: Strong interpersonal skills, management skills, excellent oral (public speaking) and written communication skills, and analytical skills. Knowledge: Risk Management, credit and corporate policies, timely risk and economic issues, lending function and the regulatory environment. Strong knowledge of Mellon organization, with familiarity in Trust, Investment Management, Dreyfus, Capital Markets, Securities Lending, Asset Management, Broker Dealers. In-depth knowledge of key business and staff and control areas (Audit and Risk Review, Credit Policy, Credit Recovery, Finance, and Legal) as well as the workings of governmental regulatory agencies is required.

Qualifications

Education: JD, MBA. Experience: Minimum fifteen years direct relevant work experience, including extensive Risk Management, Compliance and Credit Risk Management experience.

Primary Location: United States-USA-New Jersey-Jersey City
Internal Jobcode: 04454
Job: Finance/Accounting
Organization: Pershing Domestic-HR06361