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VP OTC Clearing Compliance
Advise the business to ensure compliance with regulatory requirements applicable to current and proposed new activities.Assist in the preparation of the FCM CCO’s Annual Report, and other reports, to the DBSI Board of Directors as required under CFTC Regulation 3.3.Maintain the FCM Compliance Manual to ensure that it is reasonably designed to promote compliance with the Commodity Exchange Act, the CFTC Regulations, and all relevant NFA and exchange rules.In partnership with the Regulatory Response Unit and the Legal Department, represent the firm before regulators in circumstances including exams Read more […]
Compliance Advisory
An outstanding role at a leading City based investment bank The role will protect the firm’s brand and enable achievement of business goals through an integrated compliance culture and program across the enterprise by:Aligning regulatory priorities with the BusinessCreating and maintaining an effective relationship with regulators to enable reputation and regulatory issues to be appropriately managed;Establishing and maintaining a strong, effective control environment; andIdentifying and communicating compliance risks inherent in the business to senior management and the business.PRIMARY RESPONSIBILITIES:Senior Read more […]
Credit Sales Trade Support Manager
ResponsibilitiesThe role requires an experienced Manager with knowledge and exposure to Transaction Management methodology and excellent Client Support experience. The candidate will ideally been fluent in a European language and will be responsible for the management of an appropriate operations control environment capable of supporting the transaction processing and related administrative activities for Fixed Income products and Capital Markets activity. Managing a team who provide a liaison service between the customer and internal support functionsAbility to communicate with areas within Operations, Read more […]
Director
Our client is an established financial institution with a strong Asian focus. It continues to focus on expanding its business portfolio with a strong focus in emerging markets in Asia.Reporting to the head of CT Asia, you will be responsible for running a portfolio of top tier corporate clients in the region. You will be handling the profitability and revenue growing prospect for your list of clients, and making sure the highest quality service to be delivered. This is a highly visible role where you will work closely with senior management. You are not expected to bring in new customer, but will Read more […]
Senior Sales/Post Trade/Solutions/Buy-side/Sell-side/EMEA
This is a fantastic opportunity to work for an established brand that has one of the best trading solutions companies in the market. The role will be based in London and will consist of bring on new business across the EMEA Region. You will already ready have experience selling into buy and sell sides over your career and have built up a solid network within the capital markets space and have strong knowledge of front to back trading solutions. The ideal candidate will have previous experience of selling large post trade solutions, have the passion and desire to make a lot of upsides and can demonstrate Read more […]
VP Securities Operations Project Manager
You will be responsible for project managing and delivering various financing initiatives, many of which are industry and regulatory initiatives with rigid delivery dates, collaborating with financing teams to refine the future state vision for client processing and translating business objects and requirements into a programme of renovation initiatives.You should apply for this role if you have:8+ years investment banking / consulting experienceHigh degree of understanding of the lifecycle of a trade advantageousLine experience (i.e. client service, settlements etc.) is highly advantageousSolid Read more […]
Associate, Merchant Strategy
Castleton Commodities International (“CCI”) is hiring an Associate to join their Merchant Strategy team to focus specifically on the day-to-day management, optimization and growth of CCI’s merchant freight operations. CCI’s freight desk is a growing global business with traders and operations personnel in Stamford, Lausanne, Singapore and Shanghai. The desk deploys risk into operation of long-term time charters, fulfillment of open cargo contracts and opportunistic acquisition of freight assets utilizing equity from CCI’s balance sheet (and / or outside investors), as well as structured Read more […]
Analyst
The team advise high-profile clients (both PE Funds and Corporates) on refinancing, restructuring and raising new financing, and work across geographies (within EMEA). Successful candidates will have at least 12 months relevant experience. This would ideally be within a Leveraged Finance or High Yield Capital Markets team in an Investment Bank, although Chartered Accountants with Debt Advisory/Restructuring experience with also be considered. In either case, candidates will have very strong quantitative skills and financial modeling experience, and aspire to work in a very successful and collegiate Read more […]
Analyst
Having at least 2 years experience within equity capital markets at a top tier investment bank, you will have experience across all aspects of equity finance including acting for issuers, managers and underwriters on initial public offerings (IPOs), rights issues, large-scale placements, hybrids, derivative transactions and private equity and consistently performed at the highest level throughout your investment banking career and academic history.For more information on this opportunity or a confidential discussion on other investment banking career opportunities contact, Jason Hutchins on jason.hutchins@antonmurray.com Read more […]
J.P. Morgan Securities
Capital Advisor – JPMorgan Securities (Vice President) Description J.P. Morgan Securities leverages one of the most comprehensive product platforms in the industry, as well as the financial strength of JPMorgan Chase Co., one of the world’s oldest, largest and best known financial institutions. Our Financial Advisors offer clients a broad suite of transactional, wealth management and investment advisory services. They provide highly personalized service and access to world-class products and services offered through the global financial resources of JPMorgan. Primary FunctionEducate Financial Read more […]