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Internal Audit VP
This global financial institution offers consumer, corporate and investment banking services to their client base and is seeking an internal audit professional to join their Global Markets Audit services team.The Internal Audit division provides independent assessments of the company’s governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and a number of regulators globally.The Global Markets audit team will primarily services local clients across the region and cover products including interest rate trading, FX Read more […]
COMPLIANCE OFFICER
COMPLIANCE OFFICER – EQUITY CAPITAL MARKETSTop Tier Investment Bank are looking for an experienced Compliance Officer to work within their EMEA Banking / Research Compliance team. The role holder will provide day-to-day compliance advisory coverage to the Equity Capital Markets (ECM) origination business within EMEA and sits on the role sits on the Private Side.Provide a pro-active and re-active day-to-day advisory service in relation to regulatory requirements, internal policies and procedures, best practice guidelines and reputational matters which impact equity capital market activities Read more […]
Investment Bank Control Room Specialist
A number of large Investment Banks are currently looking for experienced Control Room professionals. Demand has increased in the market as this has been highlighted by the regulator as a key part of compliance. The markets are also seeing a large increase in the number of IPOs hence increasing the need for the Control roomThe firm:A number of leading banks are currently looking, one in particular is a Tier 1 Bank that sits at the top of the European and global league tables for Capital Markets advisory and in the UK is one of the leading Corporate Broking Houses on the market. The firm represents Read more […]
Investment Bank Control Room- Associate
A number of large Investment Banks are currently looking for experienced Control Room professionals. Demand has increased in the market as this has been highlighted by the regulator as a key part of compliance. The markets are also seeing a large increase in the number of IPOs hence increasing the need for the Control roomThe firm:A number of leading banks are currently looking, one in particular is a Tier 1 Bank that sits at the top of the European and global league tables for Capital Markets advisory and in the UK is one of the leading Corporate Broking Houses on the market. The firm represents Read more […]
Senior Marketing Data Analyst
Canary WharfFinancial ServicesOur client, a global ratings agency, is looking to recruit a Senior Marketing Data Analyst to join their strategic data team on a 9 month fixed term contract in London. The main function of the team is to provide analysis on their client engagement and providing strategy from this analysis to improve client touch-points.The job requires a candidate with a Marketing analysis background; the successful candidate will analyse data and spot trends which will then be turned into future strategy to optimise client touch-points and Return on Investment. The ideal candidate Read more […]
New Business Approvals Analyst
Conflicts Analyst, Global Investment BankDo you have experience of conducting KYC or conflicts checks on new business clients?Do you have an understanding of corporate finance transactions? (Equity Capital Markets, Debt Capital Markets, Mergers Acquisitions)If so, we have the perfect role for you. My client is seeking two degree-educated professionals from legal or compliance backgrounds, who are keen to progress in a market leading bank.You will be working within the bank’s compliance division, conducting conflict checks on all new business; with an eye to identifying potential legal, Read more […]
Associate Director
This leading Investment Bank has recently restructured their Compliance Assurance and Monitoring coverage and as a consequence now seeks a Team Leader at AD level to manage a wide range of firm-wide assurance and monitoring programs. The Bank has an outstanding reputation for quality, stability and service, regularly ranking in the top of the European league tables for MA, Capital Markets and Trading volumes. They take a very robust approach to Compliance and Risk in order to ensure that they meet their regulatory obligations and uphold their status as one of the top investment banks in the Read more […]
Director- ECM/DCM Compliance Regulatory Advisory
A European Investment Bank is looking to hire a Director into its Compliance Advisory team. The role sits on the Private Side and will cover both ECM and DCM. The Firm: The Bank sits at the top of the European and global league tables for Capital Markets advisory and in the UK is one of the leading Corporate Broking Houses on the market. The firm represents over 100 of the highest performing listed businesses in the UK and has deep relationships with many of the Euro 600 companies on the continent. As a result, their ECM DCM teams are set to explode over the next year in terms of deal flow Read more […]
Executive Director
Compliance Officer required to focus on the Credit Risk Management services of a top tier investment bank based in Canary WharfThis top tier investment bank provides a wide range of corporate lending solutions to many of the UK and Europe’s largest companies. As a result of fluctuations in market conditions and demand from the regulator, the firm is now keen to recruit a Compliance Officer to focus on their Credit business, traversing the Public and Private side of the bank. Your responsibilities would focus on the day-to-day Compliance advisory coverage for the EMEA Credit Risk Management Read more […]
Research Compliance Officer
A top tier investment bank seeks a Research Compliance Officer to join their team at either VP or Director level and provide Compliance support to the EMEA Research (including Equity, Fixed Income and Macro related) businesses.• Develop and manage effective working relations with EMEA Research and Investment Banking (including Corporate Broking and Capital Markets) management/teams and support managers. • Chaperoning internal communications between Investment Banking and Research • Provide guidance, review and approve pre-deal equity research in EMEA. This involves liaising with Research Read more […]