Search Results
Compliance Officer- General
Citi is today’s pre-eminent financial services company and was built to create a highly diversified financial services company that could act as one to deliver solutions to clients throughout the world. With the most diverse array of products and the greatest distribution capacity of any financial firm in the world, our employees manage 200 million customer accounts across six continents in more than 100 countries.Citigroup Inc. and its subsidiaries (“Citigroup”) are equal opportunity employers M/F/D/V and do not discriminate on the basis of any legally protected status or characteristic.There Read more […]
Compliance Project Manager
The Compliance Project Manager will facilitate the strategic alignment of Compliance functional groups as well as drive execution of the resulting strategy. They will also to ensure consistency across US Compliance, working with their counterparts to harvest consolidate best practices. Provide project status updates to the business stakeholders and coordinates their involvement in the projects. May work on more complex projects.Impact on the Business· Manage all phases of project development and implementation by ensuring that business deliverables are completely satisfied, on time and Read more […]
Senior Compliance Advisor
This is a broad compliance role that encompasses advisory support, implementation of policies procedures, carrying out risk based monitoring, complaint handling, financial promotion reviews, delivery of appropraite regulatory training, gifts, p.a. dealing, AML risk assessmnets, conduct risk compliance / TCF etc You will be a memebr of Risk Compliance Committee and have a close working relationship with tthe risk and legal divisions. To be considered you will have strong experience of working in compliance and supporting business’s aligned to the Consumer Credit Act and be skilled in Read more […]
Compliance, Assistant Manager
Sizable and multinational financial services firmManage wide range of products and servicesStable position with good career prospectOur ClientOur client is an expanding financial services firm with good reputation in the market. They are seeking for a Compliance professional to join their Product and Regulatory Compliance Team.Our RoleThis professional role are responsible but not limited to ensure the products and its development conform to regulatory and internal compliance policies, monitor new accounts opening procedures and review policies prepared by other departments.You will be responsible Read more […]
Global Compliance Co-ordination
An international investment bank is looking for a Senior Compliance Officer to become Global Compliance Co-ordinator for their HQ and world-wide subsidiaries. The successful Global Compliance Co-ordinator will be responsible for: • Compliance interface for Branches/Subsidiaries for Compliance- related topics in particular to different country-specific regulatory and business policy requirements • Interpretation, allocation and escalation of compliance matters arising from the relevant Legal Entities/branches • Coordination of Compliance topics for foreign Branches, subsidiaries Read more […]
Corporate and Investment Banking Compliance
Added May, 10, 2013 3:07 PM
Corporate and Investment Banking Compliance
Added May, 10, 2013 3:07 PM
Compliance Officer III Job
Compliance Officer III (Job Number: 1306906)DescriptionManages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Validates control processes to ensure compliance with laws, rules and regulations. Partners with business unit managers to respond to reports issued by regulatory agencies or audit. Will have contact with outside regulators, government Read more […]
Compliance Officer – Private Equity Firm
The PositionThe Guernsey office for this Private Equity firm is currently going through the next phase of it’s growth, and as such has a rare opportunity for a Compliance Officer to be based in the Channel Islands. This will be a standalone compliance position reporting directly into the Head of Compliance, who is based in London. Your tasks in this role will include:Understanding Guernsey regulatory rules and ensuring Guernsey regulations are being followedMonitoring, completing checks and updating of regulatory task lists for Guernsey which lists on-going regulatory obligationsLiaising with Read more […]
Compliance Analyst – Contract
UK Liquidity Solution includes a number of on-balance Sheet products such as Demand Deposits Accounts and Cash Concentration products, and Off-balance Sheet solutions, such as investments into Money Market Funds. The successful candidate will; Possess excellent analytical skills, preferably with previous experience as a compliance analyst.Have experience of working closely with various business partners to understand detailed business processes.Have a working knowledge of UK regulations applicable to Treasury Products. Knowledge of regulations in EMEA and the US would be of added benefit.Be Read more […]