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Development Manager, Trading and Compliance Systems
We build and deliver software solutions to meet the needs of clients working in asset management, savings insurance and leasing credit finance. Our asset management offering is a complete set of best-of-breed software products, spanning front to back-office. Our asset-management solutions address the specific requirements of mutual and institutional funds, alternative and hedge funds, fund administrators, prime brokers and private wealth companies.This is a hands-on role that involves leadership, collaboration, and the latest Microsoft technologies.RESPONSIBILITIES:Lead and mentor on-shore Read more […]
Compliance Assistant Manager
This leading, blue chip brand name in the Insurance industry is looking for a bright, ambitious individual to join their friendly and experienced team. This is a superb opportunity to progress your career with a market leader. Responsibilities: You will be required to plan and conduct compliance reviews and pro-actively identify any compliance risks, as well as provide advice and guidance on a range of regulation and compliance matters. You will also conduct compliance training for staff. Other duties include preparation of management reports and maintenance of the compliance matrix. Candidate Read more […]
Senior Compliance Officer, Cash Management
• Major Bank• VP / Director Level• Excellent Career Progression Our client is a major bank with strong commitment to expand its regional presence. It is seeking for a dynamic Senior Compliance Officer for its Cash Management, Transaction Banking business. Reporting to the Head of Compliance for Transaction Banking, you will provide product specific compliance support to the Cash Management business globally. You will provide product and business advisory compliance for Cash Management, particularly with respect to new products and initiatives. You will assist in the development Read more […]
Regional Risk & Compliance, Senior Manager
Major Insurance Reinsurance FirmRegional Role (North Asia)China Experience is a MustBased in Hong KongOur client is a major insurer with significant presence in the region. It is seeking to recruit a high caliber Regional Risk Compliance, Senior Manager.Reporting to the Regional Head of Risk and Compliance, you will have an oversight responsibility of risk and compliance for North Asia (covering Hong Kong, Macau, China, Korea and Japan). You will develop an appropriate framework and assist the businesses implement and embed the methodology which will facilitate the businesses in identifying Read more […]
Country Compliance Advisor
Major BankStable and Growing PhaseExcellent Career ProgressionThis premier bank has diversified businesses and global network of clients. It is recruiting a Country Compliance Advisor in support of its growing business. Reporting to the Head, Regulatory Compliance and as a senior member of the team, you will be a dedicated support to functional units as their trusted Compliance Advisor in ensuring the bank operates within prevailing laws, regulations and Group procedures. You will support the Head in developing and maintaining excellent relationships with regulatory bodies through the Read more […]
Advisory Compliance officer
Summary: Proactively provide compliance and regulatory advisory services to fixed income business lines and the relevant support/operational functions covering fixed income, credit, interest rate and currency activities, ensuring that the advice provided is suited to the needs of the business lines Main responsibilities: Advising on compliance and regulatory aspects of new products and participate in New Products Committee Proactively maintain relationships and open communication with, and actively promote Compliance in front of, business lines and other control functions, providing support where Read more […]
Compliance Monitoring
Prestigious global asset manager seeks an experienced compliance professional with asset management experience, evidenced by a relevant professional qualification (IAQ/IMC) to join their highly regards portfolio compliance team. The role will carry responsibility for extracting, analysing, coding and monitoring investment guidelines for clients and funds across the EMEA region. Supplementary responsibility will be to provide advice and assistance to other areas of the firm, to include transitions, portfolio management, client management and training. There will be extensive interaction with Read more […]
AML Compliance, Bank
The Company A rare and exciting opportunity exists within a reputable Asian Banking organisation. This role will see the successful applicant leading the AML function and running a small sub-team. The Role Assist in the review and implementation and maintenance of compliance review plan; Conduct AML/CFT compliance review; Identify and prepare suspicious transaction report; Identify compliance and internal control issues from AML review and make recommendations on control improvement measures for appropriate follow-up actions; Design, implement and embed of Compliance frameworks; Support the Read more […]
Compliance Officer, Asset Management
The Company This is an excellent opportunity that would suit an experienced Compliance Officer with a strong financial services background looking into potentially change jobs after receiving their bonus. The Role Assisting in reviewing, planning, implementing, monitoring and actively participating in the risk and compliance framework for their asset management arm; Reviewing and updating compliance policies and procedures according to regulatory requirements; Reviewing marketing materials; Handling of suspicious transaction reporting; Handling SFC licensing matters; Assisting in Implementation Read more […]
Compliance Advisory – OTC Derivatives
My client, a global investment bank have a vacancy within their Compliance Advisory team. You will be covering a full range of derivatives in the OTC space and will indirectly support treasury, research and electronic trading platforms. The ideal candidate will have the following skills: – Previous exposure to working within advisory – Strong OTC Derivatives knowledge – Ideally some knowledge of understanding electronic platforms – You must have a range of compliance exposure within banking – Proven Compliance experience – Familiarity with European Regulations and FSA Handbook and their application Read more […]