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Portfolio Compliance Analyst
Primary responsibilities will include backing-up the Senor Portfolio Compliance Analysts in managing day-to-day automated or manual processes for ensuring pre-and post-trade compliance for fixed income and equity accounts. Essential Job Functions: Work with a Sr. Portfolio Compliance Analyst in reviewing, interpreting, clarifying and maintaining portfolio guidelines and restrictions (i) prior to trading a new fixed income or equity account, or (ii) as proposed or directed by existing clients.Work with a Sr. Portfolio Compliance Analyst to establish and test new guidelines and restrictions in Read more […]
Compliance Advisory
A Senior Contract opportunity working in the established Fixed Income Advisory team covering maternity leave . VP level hire – previous experience is essentialResponsibilitiesThe provision of regulatory analysis and advice in relation to new products (including the attendance of Term Sheet Committees, New Product Risk Assessment and Structured Transaction Approval Procedures business initiatives and bespoke projects.Interfaces with stakeholders in the businesses and in Risk to identify and manage real and potential impacts that regulatory issues have on new or ongoing business operations.Working Read more […]
Financial Promotions Compliance Analyst
One of the true market leaders in Fund Management offering Equities, Fixed Income and Alternatives investment solutions seeks a mid-level Financial Promotions Compliance Analyst.With offices in London, New York, Singapore and Sydney, the role should offers no shortage of variety and stimulation. You’ll also have the opportunity to work with some of the best compliance professionals in a flat structure which will enable you to progress according to initiative and competence as opposed to an arbitrary hierarchy.Suitable candidates will need to have around 2 years proven Institutional client experience Read more […]
Compliance & Risk Director, Financial Management
JOB SUMMARY:Service and develop the existing client base and to build the Risk and Compliance Practice within the London office. To advise clients on Regulatory Risk issues including transaction, currency, cash management and treasury risks.JOB OUTLINE:To provide regulatory risk advice to existing clients (FS and Banking focused)To generate new business for the Risk Compliance PracticeTo build a team to develop the practice into a revenue generating, high performance business unitCommunicate with process stakeholders and customers at senior executive levelsConduct operational assessmentsDefine, Read more […]
AVP, Tax Compliance
AVP, TAX AND COMPLIANCEA top tier corporate bank Role: • Team member in the regional Transfer Pricing project • Preparation of materials and liasing with regulators, other departments and branches • Financial services corporate tac reporting and compliance • Withholding Tax reporting and compliance • Goods and Services Tax reporting and compliance • Research on ad hoc tac related queries from business departmentsRequirements: • Degree • Candidate must have banking tax experience • Big 4 candidates should have at least 2 years of financial services experience in the Read more […]
Head of Compliance, Wholesale Bank | Prestigious Bank
About Our ClientThe firm is one of the top banks in the region and is looking to expand its operations and network quickly within Asia Job DescriptionDesign, implement and monitor aligned Compliance frameworks and methodologies;Implement Business Obligations and Action Plans for Singapore;Foster genuine partnership with the Division and be able to demonstrate contribution to the achievement of strategic priorities;Engage and liaise with leaders within the business lines, group services and across the organisation to ensure a culture of Compliance which enables Compliance strategy;Enhance staff Read more […]
Compliance Team lead
Large Corporate bankCorporate BankCentral locationAs the Team leader you will assist the Compliance Head in overseeing the Compliance function for the banks Corporate Banking Department. You will be tasked with directly managing two junior compliance professionals. The key aspects of this job scope includes overseeing and monitoring regulatory updates on the Banking Act, MAS Regulations and Notices and Branch circulars. You will also have to conduct AML/CFT due diligence checks and review. You will have to be a hands on manager who is able to both delegate, lead and ensure the work gets Read more […]
VP Compliance
Global Investment BankStrong career path and growth potentialVP ComplianceOur client is a top tier global investment bank, they are looking to hire an experienced VP of compliance, you must be a compliance Advisory Professional and you will be required to take on a cross product role on the local Singapore market. This role will be based on the trading floor and you will be required to be a senior part of the compliance team and take responsibility for the engagement predominantly across their Fixed Income products. Previous experience within the Fixed Income product ranges would be beneficial Read more […]
Senior Compliance Officer- AML Exam Management
Citi is today’s pre-eminent financial services company and was built to create a highly diversified financial services company that could act as one to deliver solutions to clients throughout the world. With the most diverse array of products and the greatest distribution capacity of any financial firm in the world, our employees manage 200 million customer accounts across six continents in more than 100 countries.Citigroup Inc. and its subsidiaries (“Citigroup”) are equal opportunity employers M/F/D/V and do not discriminate on the basis of any legally protected status or characteristic.This is Read more […]
Compliance Director-Global Cards
Citi is today’s pre-eminent financial services company and was built to create a highly diversified financial services company that could act as one to deliver solutions to clients throughout the world. With the most diverse array of products and the greatest distribution capacity of any financial firm in the world, our employees manage 200 million customer accounts across six continents in more than 100 countries.Citigroup Inc. and its subsidiaries (“Citigroup”) are equal opportunity employers M/F/D/V and do not discriminate on the basis of any legally protected status or characteristic.The Global Read more […]