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Compliance Business Analyst, (CRIMS, Coding, Charles River v9)
Compliance Business Analyst, (CRIMS, Coding, Charles River v9, rules, SQL)Compliance Business Analyst, CRIMS, Coding, Charles River, v9, rule, SQLA leading global Investment Manager based in the City is looking for a Compliance Business Analyst to work in their front office change team, under the Compliance Stream Project Manager. My client has recently implemented Charles River v9 and the Compliance Business Analyst will work as part of the Compliance team to code/re-code and test the business requirements.In this fantastic role you will be joining a 100 person Technology team Read more […]
Data Protection & Privacy Compliance Professional or Lawyer, GENEVA, Switzerland
Added February, 13, 2013 12:43 AM
Conflicts Analysts, Compliance, Risk, AML, Law firm Compliance
Added February, 12, 2013 11:35 PM
Compliance Associate
Our client seeks an experienced Compliance Associate to join its London team. The role will provide the right candidate with an opportunity to gain experience in a growing industry, to collaborate with the firm’s senior management, and to develop his or her own skills. This role offers many opportunities for professional development in a quickly growing firm.The firm engages in proprietary trading over exchanges, MTFs, and other markets in Europe.ResponsibilitiesThe Compliance Associate will report to Europe’s Director of Compliance. He or she will work closely with the Director Read more […]
Compliance Officer
Part Time Compliance Officer opportunity to join London based Hedge Fund Role Details: * Central London based Hedge Fund seeks a proven compliance officer/ CF10 and CF11 from an investment management/ hedge fund background. * The role will be a stand alone Compliance Officer role, registering with the FSA as the CF10 and CF11. * You will take complete ownership of the compliance function, keep abreast of new regulations and embed new policies and procedures as and when required. * Run all other compliance duties on a day to day basis. * Liaise with the FSA and any other relevant Read more […]
Head of Compliance and MLRO
London Compliance Officer MLRO opportunity with Global Private Equity Firm Role Details: * An exciting opportunity has arisen within the London office of a successful Private Equity firm with a global presence. This will be a stand-alone and broad ranging Compliance Officer and MLRO role. * The purpose of this role is to oversee and perform the compliance function for the firm’s UK and international (Excluding the America’s) operations. * You will liaise closely with the Legal and Compliance team in the US as well as the local Legal function. * The day to day role will focus Read more […]
Senior Compliance Consultant
Our client is a market leading, global consulting firm specialising in risk, finance and human capital.A new vacancy has arisen for a Senior Compliance Consultant with specific knowledge of the Pensions Regulations to work within their retirement business. This person will be responsible for supporting colleagues and the business to manage regulatory and other business risks and will work with the wider European business and geographies as required. This role requires regular travel (staying away from home).Candidates must have experience and also a relevant qualification(s) that demonstrates Read more […]
Director/MD – Head of EMEA Compliance Advisory
This is a role with an international asset manager as the Head of Compliance Advisory -Retail team, servicing the EMEA retail business, including UK and Luxembourg domiciled products and trading desk. This is a senior leadership role managing a team of 6 compliance professionals. You will sit in EMEA wide management committees and internal governance committees, so an ability to be impact-full and directive with the business is essential. You will be instrumental in developing the function and engaging with policy makers. This is a high profile role within a high profile premium brand. Read more […]
COMPLIANCE ADVISORY MANAGER
Well established Financial Institution based in London are looking for an experienced COMPLIANCE ADVISORY MANAGER to provide advice and guidance on all compliance and regulatory issues as well as managing relationships on behalf of the Company. Key duties include providing advice and resolving day to day issues in respect of financial crime, conflicts of interest, wall crossings, research approval; participating in business change; investigating complaints and deciding with Head of Compliance on final decisions made; providing advice on policies and procedures; be a key representative for Read more […]
COMPLIANCE MONITORING OFFICER
You will be required to produce accurate and coherent reports and disseminate information within the department and therefore strong reporting writing and communication skills are ESSENTIAL for this role. Applicants must demonstrate a good understanding of the FSA handbooks, a sound working knowledge of a range of financial products and, ideally, trading exchanges and systems. The ideal applicant will have previous compliance monitoring experience preferably gained within a trading environment. This vacancy is being advertised by Montpellier Resourcing Limited. The services Read more […]