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EMEA Compliance – Global Financial Crimes – Compliance Officer
EMEA Compliance – Global Financial Crimes – Compliance Officer – VP Description The Role The Europe, Middle East Africa (EMEA) Financial Crimes team is responsible for Anti Money Laundering (AML) monitoring, providing advice for KYC requirements and sanctions screening for all EMEA booked activity across the Corporate Investment Bank (CIB) businesses. The team’s role is part of the financial crime objective to: · Identify suspicious activity and report to law enforcement · Prevent clients being on boarded or being maintained that create money laundering or reputational risk to JPMC · Read more […]
Compliance Advisory
This Leading Asset Manager is looking for a Compliance Advisor for their Fixed Income and Cash business based in London. This will initially be a 6 month contract paying between £250-£350/day. Responsibilities include but are not limited to: *Providing advice on regulatory matters to the Fixed Income and Cash business *Reviewing letters of comfort and providing quarterly attestation for AIFMD reporting. *Managing stop/watch list requests. *Working closely with internal and external parties *Working on business projects including Fund Launches, including *Drafting fund manager guidelines for new Read more […]
Compliance Manager – Financial Services Boutique – Generalist Role
The group business experienced massive growth over the last few years and from its headquarters in London. It has expanded into principal trading, hedge funds, securities lending, security services and interdealer brokerage. A new office has recently opened in New York and expansion into Asia is planned for the New Year. We are looking for an experienced compliance consultant (3-7 years) to the business to assist the current team of 3 with managing all aspects of compliance for the group. This is a generalist role both in compliance responsibilities and business lines. You will be involved in all Read more […]
Compliance Manager/Assistant Manager
The Job : Identify and evaluate compliance risks of the operations and business activities of the respective business unit, provide day to day regulatory advice and guidance on rules and internal policies and its latest updates, ensure the business unit in compliance with the law, rules and regulations Review business processes and new initiatives put forward by the business units to ensure compliance with regulatory requirements Partner with other Compliance and Legal teams on assessing and measuring compliance and related risks, and developing common standards and practices. Conduct monitoring Read more […]
Senior Compliance Manager
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, contingency, geopolitical, operational, credit, pension, insurance, financial Read more […]
Manager / Senior Manager, Compliance
Eastspring Investments, part of Prudential Corporation Asia, is Prudential plc’s asset management business in Asia. It is one of Asia’s largest asset managers, with operations in 13 markets (including offices in the United States and Luxembourg), just under 2,000 employees in Asia and about US95.4billion (£62.8 billion) in assets under management (at March 31, 2013). More than one-third of Eastspring Investments’ total assets are sourced from third party clients including a wide range of retail and institutional investors. Eastspring Investments also manages the assets of life and pension products Read more […]
VP / Director | Compliance | Hong Kong
A role as Compliance VP/Director – Compliance Employee Services with my client – a Tier-1 Investment Bank in Hong Kong, is available immediately. The client is boosting its Compliance team, and looking out for an experienced candidate to join its team. The candidate will have a regional remit and will work closely with the team head, Head of Compliance, and other teams. It is a great opportunity for candidates who are looking for challenging job assignments and greater career exposure to join a leading bank with extensive presence across the globe. My ideal candidate would have an excellent Read more […]
JUNIOR COMPLIANCE ANALYST
You will be responsible for Managing and submitting notification and certain ongoing regulatory filings in relation to firm’s license including representatives’ licensing applications to the MAS; Maintaining KYC files; To assist regional head of the compliance in managing on-going compliance obligations under MAS rules and regulations; Oversight of and assistance to local staff with respect to their obligations under the MAS’s rules and regulations; Advice on regulatory breaches and assistance in handling breach notifications to the MAS; Assistance with standard MAS regulatory correspondence, Read more […]
BDS Fin Analyst/Compliance Sr Job
BDS Fin Analyst/Compliance Sr (Job Number: 1316492)DescriptionResponsible for overseeing the General Ledger Reconciliations for the business in the US and day – day responsibilities associated with supervising staff. Individual may have responsibilities including evaluating, training, and writing performance evaluations for staff. Partners with management in the implementation of Corporate Policy for the BDS division relating to General Ledger reconciliation and Off Balance sheet reconciliation. Works to ensure that designated areas are in compliance as it relates to General ledger entries areas Read more […]
Compliance Manager
Leading International banking institutionMust have experience of regulatory compliance Undertake risk assessments across the groupA leading international banking institution is seeking a Compliance Manager to join their team in Singapore. This is an exciting opportunity to join a growing business and further your career in the regulatory compliance space.Responsibilities:Implementation and updating of policies and procedures to ensure adherence to the regulationsReview and analyse regulatory changes and prepare reports for managementUndertake risk assessment on the obligations through interacting Read more […]