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Compliance Guidelines Analyst
Job ID: 13839Position Description: POSITION DESCRIPTION:This is a challenging and exciting opportunity to work within the Legal/Compliance department, managing investment guidelines in the company’s proprietary compliance management environment. Primary responsibilities include reviewing guideline documents and implementing these restrictions into the ACE program. The Analyst will work closely with Investment Professionals in interpreting client guidelines and identifying legal/regulatory compliance requirements. The Analyst may also have the opportunity to interact directly with Clients during Read more […]
Regulatory Compliance Officer
Major Bank High Growth Phase Excellent Career Progression This premier bank has diversified businesses and global network of clients. It is recruiting a Regulatory Compliance Officer Director in support of its growing business. Reporting to the Head of Compliance, you will be responsible for compliance advisory and regulatory matters for the bank’s operations in Singapore. You will keep abreast of regulations in the financial industry, assess and advise on impact of regulatory changes, and assist and conduct, if necessary training for implementation of new regulatory initiatives. You will Read more […]
Compliance Monitoring Analyst (1 Yea Placement)
MG Investments is Prudential plc’s UK based fund management business and is one of Europe’s leading active asset managers with more than £238.4 billion* of funds under management across fixed income, equity, property and multi-asset strategies. -*as at 31 March 2013OpportunityThe Compliance Monitoring Analyst intern role is a 1 year placement, offering a candidate a fantastic opportunity to develop a career in Compliance.The MG Asset Management Compliance team It is made up of three sub teams:Fixed Income and Equities Advisory – The two advisory teams provide support to the business and work as Read more […]
Systems Analyst/Business Analyst – Compliance/Fraud
Systems Analyst/Business Analyst – Compliance/Fraud – SASMy client a leading Investment bank is looking to hire a Systems Analyst/Business Analyst to join their Fraud/Crime Greenfield Programme on a long term contract.The successful candidate will be working on high profile initiatives to drive change.Essential Skills: *IT Systems/Business Analyst*Business knowledge: Financial Crime Risk / Fraud/ Compliance / Regulatory projects *Investment Banking background ideallyLondon based. If you’re interested please send an updated CV or call for more details.Key words: systems analyst, business analyst, Read more […]
Senior Compliance Policy & Advisory
The role entails working in conjunction with the Head of Team in the Provision of leadership and day to day management for a team of Compliance professionals, whilst providing expertise in Compliance matters for specified tasks or projects; and Assisting local business management to identify, assess, mitigate, manage, advise and or report on Compliance risks. (Note this is a proactive function and is not limited to advice or counselling services only). Requirements: Candidates must have a thorough understanding of the FCA rule book from Retail/Wealth perspective. Proven experience in RDR is also Read more […]
Senior Compliance Manager
Talk to a consultant Talk to Katherine Lord, the specialist consultant managing this position, located in London Contact consultant ttelephone:0203 465 0110 ffax:020 3465 0003 5th Floor, 107 Cheapside, London, London, United Kingdom, EC2V 6DB
AML Senior Compliance Manager
Talk to a consultant Talk to Katherine Lord, the specialist consultant managing this position, located in London Contact consultant ttelephone:0203 465 0110 ffax:020 3465 0003 5th Floor, 107 Cheapside, London, London, United Kingdom, EC2V 6DB
Compliance lead International Law Firm c.£30k
Compliance Analyst – International Law Firm c. £30k base Rare opportunity to join this prestigious international law firm within their elite Risk/Compliance division, based in London.Overseeing a diverse portfolio new clients and activities you will be responsible for carrying out KYC analysis and risk assessments to ensure that practice is compliant with AML procedures, regulations and laws. You will work closely with senior stakeholders to analyse, challenge and develop new policies and procedures and will act as a role model to junior members of the team. Candidate requirement: -Previous AML Read more […]
Risk And Compliance Officer
Role Responsibilities:Provide regulatory oversight and advice to ensure that the business is informed of all risksMonitor the management of Compliance and Risk related issues/breaches ensuring they are appropriately handled and resolvedEngage and effectively communicate with management and multiple stakeholdersDrive new Risk and Compliance initiatives or projects to reflect ongoing brand strategyProvide Risk and Compliance advice to advance the continuous enhancement of frameworksReport writing and presentation Role Requirements: 5 years minimum experience in Operational Risk and ComplianceExposure Read more […]
UK Head of Regulatory Compliance- CMB
UK Head of Regulatory Compliance – Commercial Banking Management HSBC who we areWith over 7,200 offices in 85 countries, we are the leading international bank, delivering services and products to around 89 million customers worldwide. We combine extraordinary global reach with in-depth, hands-on local knowledge. That means we can provide people from different cultures and walks of life with the financial support they need. The support that helps them live the life they want.A world of opportunityHSBC is a global platform for careers. We currently employ well over 300,000 people around the world. Read more […]