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Senior Financial Crime Compliance Manager, Technology
Senior Financial Crime Compliance Manager, Technology (Data Management)HSBC who we areWith over 7,200 offices in 85 countries, we are the leading international bank, delivering services and products to around 89 million customers worldwide. We combine extraordinary global reach with in-depth, hands-on local knowledge. That means we can provide people from different cultures and walks of life with the financial support they need. The support that helps them live the life they want.A world of opportunityHSBC is a global platform for careers. We currently employ well over 300,000 people around the Read more […]
Financial Crime Compliance Manager, Technology (Change)
Financial Crime Compliance Manager, Technology (Change)HSBC who we areWith over 7,200 offices in 85 countries, we are the leading international bank, delivering services and products to around 89 million customers worldwide. We combine extraordinary global reach with in-depth, hands-on local knowledge. That means we can provide people from different cultures and walks of life with the financial support they need. The support that helps them live the life they want.A world of opportunityHSBC is a global platform for careers. We currently employ well over 300,000 people around the world. Given the Read more […]
Financial Crime Compliance Manager, Technology (Analyst)
Financial Crime Compliance Manager, Technology (Analyst)HSBC who we areWith over 7,200 offices in 85 countries, we are the leading international bank, delivering services and products to around 89 million customers worldwide. We combine extraordinary global reach with in-depth, hands-on local knowledge. That means we can provide people from different cultures and walks of life with the financial support they need. The support that helps them live the life they want.A world of opportunityHSBC is a global platform for careers. We currently employ well over 300,000 people around the world. Given Read more […]
TAX Compliance Specialist AVP/ VP
Corporate Income Taxes Tax Accounting p pManagement of the corporate tax compliance process including the review of supporting tax calculations prepared by Financial Accounting (“FA”), preparation of annual corporate tax returns and liaising with external corporate tax compliance providers to ensure the accuracy and completeness of tax returns to be submitted and corporate tax payments. pPreparation and calculation of Estimated Chargeable Income (“ECI”) payments pLiaising with FA to review the monthly corporate tax provisions for inclusion in the local financial statements and group financial Read more […]
VP Compliance
Our client is a leader within the Custody, Cash and Trade Services banking. Continued expansion across its Asia business has presented an opportunity for a VP level candidate to join the Compliance team.Maintaining adherence with the Global compliance program, you will also focus on the following Singapore focussed responsibilities:-Proactively managing compliance risk and the relevant stakeholders involved.Advise the business on new regulations affecting daily operations.Continued build out of control frameworks to monitor full compliance with Singapore laws and regulations.Analysis of new business Read more […]
Vice President-Field Compliance Team Supervisor
Position Description Morgan Stanley (“MS”) is a global financial services firm that conducts its business through three principal business segments-Institutional Securities, Global Wealth Management via Morgan Stanley Wealth Management (MSWM), and Asset Management. MSWM’s network includes approximately 15,000 Financial Advisors with total client assets of over $1.5 trillion. MSWM provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit lending, deposits cash management, annuities, insurance, retirement Read more […]
MSWM Compliance Branch Examiner
Position Description Responsible for conducting a retail branch office inspection program that tests certain sales practice, operational and supervisory procedures. The process includes:a physical inspection of the branch; a review of various reports and other documents maintained at the branch; interviews with Financial Advisors, Investment Representatives, branch management and support personnel; and a meeting with branch management to provide a draft inspection report and discuss the preliminary findings. This process will determine whether a branch office is in compliance with certain regulatory Read more […]
MSWM Compliance Special Projects and Communications Analyst
Position Description Reports to the MSWM Compliance Counsel and interacts closely with members of the Senior Management Team. The core areas of responsibility include the coordination of senior management reporting and metrics, department communications, and special projects and regulatory initiatives.Responsibilities include:Developing and maintaining the MSWM Compliance Department website, including working with Department units and other areas to enhance features and develop content Coordinating and providing support for the Annual Compliance Plan, Annual Report, and Risk Assessment processesProducing Read more […]
MSWM Compliance Surveillance Analyst
Position Description The MSSB Regional Surveillance Analyst performs oversight of the Firm’s retail business. This is accomplished through the review of specialized exception reports, alerts, and reviews of branches’ actions on certain issues. The Regional Surveillance Analysts are responsible for the surveillance and oversight of: Mutual Funds, Options, Insurance Products, Structured Investments, Active Accounts and FA trending. Skills Required Bachelors Degree 1-3 years relevant work experience Possess a basic understanding of the financial services industry Strong interpersonal skills Excellent Read more […]
Senior Compliance Officer
Top European Banking group requires a Senior Compliance Monitoring officer to join their business in London. Job Purpose/Summary:To assist in providing a comprehensive Compliance function within the London branch, focussing on Compliance reviews. Key Responsibilities/Accountabilities:• Perform desk reviews in accordance with the desk review procedures as prioritised in the compliance review plan (updated in accordance with compliance risk assessment and additional risks identified) in the London branch, and, as appropriate, cross border for head office or other branches• Assist with Read more […]