Search Results
Quantitative Equity Trading Research
This major hedge fund in Connecticut has an opening for a researcher in its quantitative trading group. The group has a platform built and is now ready to implement strategies. The successful candidate should have mid-frequency strategies for US equities ready to implement. Candidates should have a PhD in a quantitative field and 3 – 10 years experience in quantitative trading research. PLEASE DO NOT apply unless you have this type of experience!! We do NOT have any opening level positions!!
Hong Kong based Anti-Money Laundering (AML)
Position Description (AML) Group, an integral part of the global Legal and Compliance Division, is charged with day-to-day oversight and coordination of the AML and Sanctions Program covering all of the Firm’s various businesses globally, including Institutional Securities Group (e.g. Fixed Income and Commodities, Global Capital Markets, Institutional Equities, Investment Banking, Wealth Management and Research) and Investment Management. Headquartered in Hong Kong (HK), the Asia (including Japan) Anti-Money Laundering (AML) Group includes dedicated personnel in Singapore and Tokyo as well. My Read more […]
CIB – Risk – Market Risk Coverage – F&O – VP
Group description: Market Risk (“MR”) is an independent control group which performs a key role in the bank’s control framework. MR group for FO and OTC Clearing business is responsible for contingent market risk that can arise from margin shortfall upon a client default in a stressed market environment. FO and OTC transactions that give rise to risk exposures span multiple asset classes including Commodities, Equities, Interest Rates, FX and Credit. We work in partnership with the Business and Credit to ensure that risk positions are adequately identified, measured, monitored and controlled. Given Read more […]
CIB – Risk – Market Risk Coverage – OTC Clearing – VP
Group description: Market Risk (“MR”) is an independent control group which performs a key role in the bank’s control framework. MR group for FO and OTC Clearing business is responsible for contingent market risk that can arise from margin shortfall upon a client default in a stressed market environment. FO and OTC transactions that give rise to risk exposures span multiple asset classes including Commodities, Equities, Interest Rates, FX and Credit. We work in partnership with the Business and Credit to ensure that risk positions are adequately identified, measured, monitored and controlled. Given Read more […]
Java Engineer
Leading financial firm seeks an experienced server side Java Engineer with a background in Derivatives pricing for their Equity Derivatives and Trading Analytics team. The team has become a leader in the space; providing a variety of best-in-class marketing, structuring and trading solutions through constant advances and enhancements of its next generation infrastructure. This role requires you to use both your technical and business skills to join a ground floor initiative to build an Options Pricing and Trading platform. The system will be used by hundreds of users globally, but will maintain Read more […]
Senior Internal Auditor (Investment products)
Our client is a privately owned asset manager based in the heart of the city. With over £250 billion under management on behalf of institutional and retail investors, financial institutions and high net worth clients from around the world, our client invests in a broad range of asset classes across equities, fixed income, multi-asset and alternatives. You will join the internal audit team, focussing on auditing investment products across the investment, dealing and equities desks as well as supporting risk management. The business is sufficiently compact that you will not only have visibility Read more […]
Global Equity Product Strategist
Leading global asset management house seeks a senior equity product specialist to grow their global equities strategy. Working alongside and closely with, the Investment team the successful incumbent will be a key player in defining the firm’s equity product solutions and driving asset growth across the globe whilst ensuring client/business retention and strategic product positioning. This is a newly created and high profile client facing position, which will suit an equities specialist (preferably with exposure to global equities to include emerging markets and thematic equity products) currently/previously Read more […]
EQUITY RESEARCH ANALYST
Charles-Lim Capital is a licensed investment management firm based in Hong Kong. The firm manages funds that invest in listed equities in Asia and globally. The firm is currently recruiting an Equity Research Analyst to join the investment team. Responsibilities Support Chief Investment Officer on investment analysis and research Undertake fundamental analysis and detailed research on listed companies and focus industries Build detailed financial models and valuations Conduct company and industry meetings/calls Produce in-house company research and client presentations Requirements Experience Read more […]
Client On-boarding Specialist
PRIMARY RESPONSBILITIES OF THE ROLE 1) Client Broker On-Boarding Activities Perform all on-boarding duties relating to the setup of institutional/retail clients brokers Initiate periodic client anti-money laundering and know-your-client reviews by ensure our clients are up-to-date with regards to updated AML Ordinance policy and procedures Participate in projects to track and organize client-related data and provide MI onboarding statistics 2) Client Account Management Activities Coordinate the setup of client/broker documents like broker agreements, commission sharing agreements and direct market Read more […]
Compliance Adviser
The ideal candidate will have an understanding of stockbroking markets, equities and ASIC regulations. This unique opportunity will provide a chance to work within a fun, fast-paced environment whilst furthering and advancing your career.Sydney CBD: $70 000 -$85 000 base + superRole Responsibilities;Provided advice and support to the broader business on Compliance mattersSupport the drafting and reviewing of Compliance policies and procedures.Provide compliance monitoring, analysis and feedbackSupply regular reports to managementProviding Compliance training, educate employees and promote compliance Read more […]