Search Results
(VP) Front Office Java Developer – FX Derivatives (Options) Real-time Risk
RoleMy client is an award winning team within a Tier One Investment bank. The team consists of strong developers that use the latest technologies to build industry leading risk and trading technology to their FX Derivatives business. They are embarking on a high profile global project (Led from Hong Kong) to build a new real-time FX Derivatives platform.The team comprises of an elite group of Java experts, that work with a robust, well tested code base, within an Agile environment, that allows them to deliver consistently to the business.Innovation /adoption of new technologies (Scala, F#) is Read more […]
Senior Equity Investment Communications Manager
Our client is a leading global asset manager, with a strong range of products across the wholesale and institutional channels.They are seeking a high calibre Equity Investment Communications Manager to work across their equity fund range. The role will act as an interfact between their investment teams and their distribution teams, co-ordinating and delivering a consistent investment message.The role will include taking the lead on complex fund-specific written communications, writing fund updates, tailoring specific communications for clients, originating thought leadership pieces and white Read more […]
International Compliance Officer – Asset Management
The role:· Conducting global reviews ensuring compliance with rules and regulations with the relevant jurisdictions· Develop and maintain knowledge of the regulatory requirements and environments across Europe, US, Latin America and Asia.· Lead and take part in the planning and execution of compliance checks including: collaboration with local senior management, compliance, legal and other key personnel;· Prepare regulatory compliance risk assessments; design and performance of appropriate reviews/tests; report writing and follow Read more […]
VP
As a senior leader within the Equities Compliance Team you will be responsible for managing compliance, supervisory and surveillance programs for all equities trading business (supporting 35 traders). Establish, enforce and maintain the supervisory programUsing your strong knowledge of equities trading, proprietary trading models and order handling protocols you will provide guidance to the business on market structure.Provide compliance support in conducting the 3012 and 3013 process reviews as well as the Market Access Rule 15c3-5.Manage business and technology development projects to ensure Read more […]
VP Securities Compliance Officer
Within this role you would advise on including trade reporting, underwriting, Rule 10b-18 buy back programs, Reg. SHO, securities lending, best execution, mark-ups/mark-downs, testing and monitoring.You would be responsible for the following:Conduct surveillance of equity transactions for the market abuses and compliance with supervisory requirements.Advise on globally branded research issues including Rule 2711, Reg. AC, and developing appropriate disclosures and disclaimers.Advise on Rule 15a-6 and administer procedures controlling activities of foreign affiliates in the US.Advise on equity capitalmarket Read more […]
Trade Operations Analyst
Our client is a high performing and well established investment management firm looking to add a trade operations analyst to their support team. This is a fantastic opportunity to join a lean team that has great exposure across the firm and work closely with investment professionals. The responsibilities will include: trade settlements, cash and treasury management, portfolio accounting, liaising with prime brokers and custodial banks, and assist in tax implications and analysis.The Trade Operations Associate should possess:* Three plus years of experience in fund accounting or trade operations * Read more […]
Equity Portfolio Investment Strategy Quant Researcher
The purpose of the Equity Quantitative Portfolio Investment Researcher is to maximize the investment strategies, through entirely quantitative techniques. This is a highly technical investment strategy stock selection research driven team, group and firm who need a very specialist seasoned equity researcher to boost portfolio performance within their front office buy side team.Location: New York, USA.The role:Perform portfolio investment research on equities within a leading buy side team.Analyze research fresh investment macroeconomic stock selection strategies for specific equity focused Read more […]
Compliance Manager
My client a successful and leading household name Investment Manager is currently looking for an additional Compliance Manager to advise in relation to a range of products and services some of which are listed below:-· Index funds;· Active Fixed Income;· Active Equities;· Authorised finds – including unit trusts and OEICs;· Insurance funds;· Liability Driven Investments;· Central dealing.Reporting into the Chief Compliance Officer, the Compliance Manager will be responsible for pro-actively ensuring the highest standards of compliance within the business areas are met if not surpassed. Read more […]
Natural Resources Equity Sales
Fox-Davies Capital is an independent, specialist natural resources investment bank, dedicated to satisfying the financial needs of mid-market natural resource companies and companies providing related support services. We provide integrated Corporate Finance Advice, Equity Research, Sales Corporate Broking, Sales Trading and Market Making services to UK and overseas publicly-quoted companies.We are currently looking to recruit individuals / teams to expand our equity broking business. The ideal candidates will have a transferable client base of institutional / professional clients and a successful Read more […]
Senior European/UK Equity Sales
The successful candidate will:Develop new and existing client relationships to enhance breadth of distributionBring strong idea generation abilityActively manage accounts delivering a world class sales service coordinating access to the firms investment ideas, research product, corporate access and conferences to maximise execution and CSA paymentsWork closely with sales and research colleagues to continuously improve service and product offering to clientsThe ideal candidate will have:Several years experience in an Institutional Equity Sales role selling European/UK equities to a diversified Read more […]