Search Results
VP Compliance recruitment
Key Responsibilities:*Provide compliance advice and support to the Private Banking and Institutional Asset Management business lines.*Draft and implement compliance policies and procedures in accordance with HK legal and regulatory requirements.*Conduct KYC and AML transaction monitoring in respect of private banking clients*Manage licence applications to SFC and/or HKMA.*Set up and monitor investment suitability framework for private banking clients. *Perform compliance checking and review / monitor investment restrictions in respect of funds under management.*Assist in reviewing of marketing Read more […]
Finance Manager/Modeller – Major PFI/PPP Bidder recruitment
THE ROLEJob DescriptionWork in a small team of professionals with an aim of bidding for PFI projects in the UK market. Working alongside internal bid teams, funders, financial advisors and senior management to ensure every aspect of the bid is managed carefully to ensure a bid can be submitted in the timescales and the business is successful in growing its PFI Portfolio.• 60% – Modelling – this is primarily a financial modelling role. The individual for this role should be comfortable on developing and creating a financial model from scratch used typically in PFI projects and also to extrapolate Read more […]
Portfolio Manager – Event Driven Equities *Bermuda Based* recruitment
The successful candidate will have over 7 years experience within the Event Driven Equities space and have a general geographical focus. A proven track record working with a fund is essential paired with a broad knowledge of the methodology to investing in Special Situations.Responsibilities include:Building the portfolio on a global stageGenerate a consistent profit making strategyManaging the investment process throughoutExecuting investment strategiesThe ideal candidate will be an Event Driven Analyst working within a hedge fund currently, geographically focused operating within a successful Read more […]
Compliance, supervision & control -contract to perm, $30-45, i-bank, immed.avail recruitment
The Company This is an exciting opportunity for 3-5 years of compliance, supervision and control candidates to join this multi-national investment bank. This bank is US headquartered, listed. Hong Kong office is situated in Central. They are setting up a new team for this hiring manager. The roles have long term career progression. The Role Supervise FA and client activity with emphasis on client account due diligence and suitability. Manage new account review, approvals and enhanced due diligence including conducting client interviews where required. Ensure adequate awareness and compliance Read more […]
Analyst – Event Driven Equities *Bermuda Based* recruitment
The successful candidate will have over 3 years experience within the Event Driven Equities space and have a general geographical focus. A proven track record working with a fund is essential paired with a broad knowledge of the methodology to investing in Special Situations.Responsibilities include:Seeking investment opportunities within the distressed spaceInvestment recommendations to Portfolio ManagersDetailed Fundemental AnalysisGlobal geographical focus The ideal candidate will be an Event Driven Analyst working within a hedge fund currently, geographically focused operating within a successful Read more […]
Internal Audit Associate Director – Canary Wharf – Global Bank recruitment
Due to expansion of the team, a requirement has arisen for an Associate Director to join the Internal Audit Finance team for a global Bank. This is a fantastic opportunity to gain exposure to the Investment, Corporate and Retail Banking areas of the business, as well as Asset Management. There is a high level of interaction with the business as you will be expected to face off against senior figures within the business, so you will need to have up to date knowledge of IFRS, Regulatory reports, Prudential Reporting, Transfer Pricing, Financial Controls and other accounting regulations. You will Read more […]
PROJECT MANAGER – (UK GWS PMO) recruitment
Business Unit Information: The private banking market unit within SEI seeks to partner with wealth advisory and wealth management firms to deliver services that enable the transformation of their business models. The PMO team is responsible for the implementation of SEI’s Global Wealth Services (GWS) for new clients, (forward-thinking Independent Wealth Advisors, Private Banks and Private Client Investment Managers (PCIMS)). They also manage significant business change projects for existing clients within the context of SEI’s Global Wealth Services.The GWS solution is a comprehensive set Read more […]
Bank Manager Job in Saulkville 53080, Wisconsin US
Seeking a Bank Manager for our Saukville location The Bank Manager is a key member of our sales team; and is responsible for building, retaining, and managing customer relationships. We need a professional to deliver a range of deposit, loan, investment, and trust products and services. Direct the development, implementation and weekly monitoring of the overall branch sales effort, ensuring targets and sales results are achieved. Execute effective calling program/plan. Provide leadership through recognizing, coaching, stimulating, visioning, and team building. The qualified candidate Read more […]
Compliance Manager – Geneva recruitment
Key Roles ResponsibilitiesTo assist in the development of a strong compliance culture To assist in the growth and development of the Swiss business through advice and guidance in relation to the various legal and regulatory requirements of Money Laundering Prevention and Sanctions To review client profiles for new relationships and monitor and perform assurance of periodic client reviews To ensure the business is aware of upcoming changes in law and regulation providing advice in the implementation of or changes to policies To provide advice to the business including but not limited to client Read more […]
Equity Derivatives – Flow/Listed Sales/Sales Trading – New York/USA recruitment
My client is a very well known Brokerage firm who have offices around the world. At present they are looking to grow their US Equity Derivatives Sales / Sales Trading business by bringing on a senior level individual who specializes in Listed/Flow Derivatives, covering Domestic Institutional clients.Over the past year my client has made several changes to their Global operation, they have begun to offer more attractive pay structures in terms of fixed base salaries and discretionary bonuses so that they are more in line with what large Investment Banks can offer, they have also restructured and Read more […]