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Regulatory Coordinator – Member Regulation – Dallas, TX recruitment
Essential Job Functions:• Review and analyze financial reports and other relevant data to ensure compliance with FINRA and SEC rules and regulations.• Identify member firms’ potential financial or operational difficulties as well as monitor and evaluate mergers, acquisitions, conversions and significant expansions of business.• Review and analyze complaints, trends, registration data and other relevant data.• Provide FINRA management with current firm information and assist FINRA management in resolving problem situations.• Act Read more […]
Associate – Private Placement – London – Private Equity recruitment
Our client is a leading global provider of alternative investment solutions. They offer fund placement, secondary fund advisory, and portfolio management services, with an emphasis on private equity, hedge funds and real assets including debt and equity funds, venture capital, special situations, opportunistic real estate and infrastructure.They are now looking for Associates to join their team. You will be involved in;- Fund evaluation; Meeting with Fund Managers and MD to evaluate the likely success of the Fund- Presentation to the Internal Committee of Funds to represent- Evaluation and review Read more […]
Principal Counsel – Membership Application Program recruitment
Job Summary: Supervise the day-to-day activities of FINRA Regulatory Specialists and Program Analysts, and review, analyze and coordinate the distribution and processing of FINRA and Regulatory Service Agreement (“RSA”) clients’ new and continuing membership applications. Review business and financing transactions for compliance with relevant FINRA, SEC and Self-Regulatory Organization (“SRO”) rules and State law. Essential Job Functions:Perform technical review of member organizations’ capital contributions and various financing and corporate documents used by member firms in obtaining regulatory Read more […]
Associate – M&A Boutique – London recruitment
This is an excellent opportunity to work at a leading Boutique in a role where you will be exposed to projects earlier than you could in a Bulge Bracket, in Digital, Tech and Consumer Entrepreneurial businesses in particular.Working closely with leading Entrepreneurs and Private Companies (GBP70 – 600 million typically) including multiple household names, you will be expected to look at the bigger picture and assist them in making logical Corporate Finance Decisions. This company is about building long term relationships rather making fees and has expanded massively over the last 2 years due to Read more […]
Analyst/ AVP – Portfolio Value Creation, PE recruitment
This is a role that combines both value creation and monitoring of the portfolio companies that the PE team has invested in on a global mandate across all different sectors. Due to the large fund size, we are seeking to add a new headcount in the Portfolio Management arm of this Private Equity team based in Singapore. This is an excellent role to get more accountability for yourself instead of doing pitching all day, and a chance to influence and impact existing investment strategies undertaken by the portfolio companies. As an Analyst/AVP in the Portfolio Management team, you will be responsible Read more […]
Relationship Manager, Corporate and Commercial Banking recruitment
Job Responsibilities:To lead the development and maintenance of overall client relationships for the assigned segmentTo focus on building long-term relationships with clients, with personalized management based on a single point of contact model that is product neutralCollaborates with product partners and specialists and synergizes amongst the different business sectors across the Group to offer the full suite of products and solutions to clientsMarkets products including corporate banking credit facilities, treasury solutions, trade finance, and cash management and other transaction banking products, Read more […]
Client Services Escrow Manager recruitment
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, we’re driven by a shared sense of purpose. At every level agile thinking is Read more […]
Snr Vice President/Director / M&A / TMT – Software recruitment
The Opportunity:Pan-European MA Advisory team, with a global brand are looking for a Senior VP / Junior director . This is a superb role for a solid investment banker with a strong TMT background, looking for more responsibility and a strong deal flow, with an opportunity to be more in charge of your own destiny. The Role:Working with a fully accomplished MA advisory team, with a global brand and a growing UK presence. The Position Includes: – Autonomy to lead and run a deal from beginning to end; – Management and mentoring of analysts and associates;- Good client exposure;- Pure MA Advisory, Read more […]
Executive, Corporate Finance Advisory, Blue Chip Advisory, Financial Institutions Coverage recruitment
Our client is a leading blue chip advisory firm, who are now looking to add an Executive to their financial institutions group. This team advises banks, insurance companies, and other firms on mergers, acquisitions, joint ventures, disposals, and other capital markets work.The Executive will work on the origination and execution of deals for the firm and you can expect to have involvement in financial modelling,due diligence, valuations, structuring of deals. They are extremely busy at the moment and have a great deal flow.Candidates will come from either the financial institutions teams of other Read more […]
Experienced Analyst (FIG), Macquarie Capital recruitment
Macquarie Capital comprises Macquarie Group’s corporate advisory and equity underwriting business. With offices in Australia, New Zealand, Asia, North America, Europe, South Africa and the Middle East, MacCap provides a depth of services including specialist capabilities in:Mergers and acquisitions, takeovers and corporate restructuring advice Equity capital markets, equity and debt capital management and raising Debt structuring and distribution Private equity placements Principal products The FIG team at MacCap is a diversified financial institutions practice, providing public and private equity Read more […]