Senior Compliance Advisory officer
The Asset Management arm of this Global Banking Group is looking for a Senior Compliance Manager to join the Compliance Advisory team based in London on a 12 month contract paying around £300-380/day.
Responsibilities include but are not limited to:
*Providing guidance and advice to the business on compliance matters, especially Systems Controls, Operations and Client Money
*Ensuring that adequate controls are in place so that all areas of the business are compliant to internal and external regulations
*Reporting and escalating any significant issues
*Building strong relationships across the business and with relevant external parties
*Contributing to the documentation review process
*Monitoring business change to make sure new practices and processes are compliant
The successful candidate is likely to have:
*Strong understanding of FCA CASS regulations
*Strong compliance experience in an Asset Management business
*Good knowledge of Financial Markets and Asset Management products
*Strong written and verbal communication skills
*Ability to juggle multiple responsibilities whilst maintaining a high level of attention to detail and working to deadlines
If you are interested in the role and feel you are suitable please submit your CV
Advantage Resourcing is a service driven recruitment consultancy.
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