Senior Compliance Analyst

Senior Compliance Officer

A leading boutique Wealth Manager is looking for a Compliance to join its team based in the London’s West End.
The successful candidate will report directly into the Head of Compliance and be responsible for ensuring all areas of the UK business remain compliant with all applicable regulations. A strong focus for this role will be updating the business on regulatory developments and working with the business to implement them

Main duties will include:
• Support the Head of Compliance in the drafting of new policies and procedures
• Provide advice on UK compliance matters in connection with both existing and new business proposals
• Work with the bushiness on regulatory developments and the impact on the business

The company offers an excellent compliance culture, the successful candidate will have the opportunity to experience a dynamic working environment with the opportunity to grow within the business and have a truly hands on compliance role, constantly interacting with the business.

To find out more about this role or to other compliance roles based in London please call Abigail Vann on 02034650110

February 2, 2015 • Tags:  • Posted in: Financial

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