Senior Compliance Analyst recruitment
The role;
- To assist the Surveillance Manager in the planning, execution and documentation of risk based compliance monitoring programmes
- Administer the firm’s policies and procedures to ensure compliance with the FSA Financial Promotions regime, and to approve Promotions under these procedures.
- Liaise with and provide advice to other control and business areas.
- Assist the Head of Compliance and Compliance Managers with other tasks as required.
- To review and monitor existing internal policies and procedures and to assist in the revision, design and implementation of new systems and procedures to enable line management to ensure compliance with relevant regulatory requirements.
- To assist in the provision of compliance training as required.
- To assist in the execution of Compliance Projects as required.
Desired Skills Experience
Ideally the successful candidate will possess a minimum of 3 years compliance experience, preferably gained within a retail Investment manager. You will have experience across a broad spectrum of compliance duties.
More importantly however is your ability to work within a team environment to ensure that the Compliance Team support the business being run in a compliant manner. You will act as a point of contact for the business and so the ability to build relationships with stakeholders is very important.
To find out more please contact Stephen Borner on 02034650110
March 15, 2012
• Tags: Asset Management careers in the UK, Senior Compliance Analyst recruitment • Posted in: Financial