Senior Compliance Analyst-Wealth Management recruitment
A Senior Analyst role has become available for an outstanding candidate with a background in wealth management compliance. The primary focus of this role is to assist the Head of Compliance with the day to day compliance responsibilities in relation to financial planning, superannuation and stock broking.
Other duties include but are not limited to;
- Dealing with all regulatory change in accordance with internal and external partners
- Reviewing all marketing materials such as statements of advice and product disclosure statements
- Ensuring all staff remain up to date with compliance training and obligations
- Advising the business on issues with regards to the regulations, internal policies and procedures put in place
The successful candidate must have proven experience in an analytical compliance role. The RG 146 qualification is essential to be considered for this role. The candidate must be an effective communicator in order to successfully negotiate with stakeholders.
This is a fantastic opportunity for someone who is currently in financial planning and is looking to support a high net worth portfolio to take the next step in their career. Candidates with prior experience within a stock broking compliance role will also be highly regarded. The organisation takes an active role in the training and development of their staff.
For further information with regards this role please contact Charlotte Donohoe on (02) 8986 3109 or alternatively please email cdonohoe@morganmckinley.com.au
