Senior Compliance Analyst-Wealth Management recruitment

A Senior Analyst role has become available for an outstanding candidate with a background in wealth management compliance. The primary focus of this role is to assist the Head of Compliance with the day to day compliance responsibilities in relation to financial planning, superannuation and stock broking. Other duties include but are not limited to;- Dealing with all regulatory change in accordance with internal and external partners- Reviewing all marketing materials such as statements of advice and product disclosure statements- Ensuring all staff remain up to date with compliance training and Read more […]

January 25, 2012 • Tags: , , • Posted in: Financial • Comments Off on Senior Compliance Analyst-Wealth Management recruitment