Senior Compliance Lead – Executive Director
Responsibilities of the role:
- Conduct full compliance initiative for the Futures and Options business utilizing resources without direct management
- Carry out regulatory risk assessment for key business areas collaborating with compliance officers
- Adherence to the global compliance programme lead by head office and gaining ‘buy in’ from key business users across APAC
- Deploy control risk assessment processes in accordance with country specific regulations and laws
- Update policies and procedures internally and rolling out to the business
Requirements of the Role:
- At least 8 years’ experience in compliance management or risk management services specifically for Futures and Options
- Excellent understanding of the financial services industry including business processes and regulations
- Capable of communicating up and down the chain of command including senior executive level with the ability to negotiate with senior management
- Excellent understanding of the challenges involved in managing multi sites in a matrix management environment
- Ability to problem solve and manage multiple projects concurrently
- Capable of delivering complex compliance programmes across a multi sited operation
- Can delivery results in a high pressured environment
This is a very good opportunity to work in a strong global financial institution and develop your skill base in both technology and business. Please send your resume in Word format to Eifion Jones at ejones@ikasinternational.com and put Compliance in the subject header.
$300,000-350,000 + Excellent benefits and bonus
Financial services
Singapore
ejones@ikasinternational.com
+65 65219853
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