Senior Compliance Manager
A very well known and well regarded Fund Manager based in the City of London are growing and developing their compliance team. The most recent hire is at Senior Manager level, to Head up their Front office Compliance Advisory. The role will report in to the Head of Front office Compliance and will be the lead contact for the business on regulatory issues.
The role will manage relationships across all of their product classes including Equity, Fixed Income, Real Estate and Hedge Funds. Being a new role you will need to have demonstrable compliance advisory experience and be capable of building out new processes and rigour to the way that Compliance Advisory is managed within the business. You will of course have the support and guidance of the rest of the Senior Management team within Compliance.
The culture of the front office is very good, there is an appreciation for compliance and over the last few years both the business and compliance have made a concerted effort to work very collaboratively. With the senior relationship exposure offered by this role, previous experience of managing very senior relationships would be very beneficial.
The profiles that would be considered for this role are;
In-house compliance experience gained within institutional fund management
Regulatory consultancy experience again within asset management
Experience working for the regulator specialising in asset management regulation
Candidates without in depth asset/fund management compliance experience will not be considered.
The role offers a huge amount of growth potential for the successful candidate, the team is growing and so will the responsibilities of this role. The company offer a global footprint and a very broad and technical product set.
Hays Investment Management Compliance is a dedicated recruitment function, focusing purely on regulatory compliance recruitment within the buy-side of the market, covering Asset Management, Hedge Funds, Private Equity, Wealth Management and Private Banking. We offer a unique insight into the investment compliance market, having developed a specialist network of both clients and candidates within this sector.
For a confidential discussion on this role, other opportunities in the market or a more broad discussion about the market at present please call Stephen Borner at Hays on 02034650110.
Leave a Reply
You must be logged in to post a comment.