Senior Compliance Manager
A leading UK Fund Manager based in the West End of London require a Senior Compliance Manager to join their Front Office Compliance Advisory Team. Reporting directly to the Head Of Compliance this role is responsible for providing Compliance Advisory Services to the fund managers and relationships managers on regulatory developments, policies and procedures as well as the design and delivery of compliance training. This role has the scope to manage up to a team of 5 Managers, however can hold no direct management responsibility if the successful candidate rather not.
The fund manager are an equities and fixed income fund manager, and offer fund management to institutional investors within the UK Ireland. The company manage a significant level of funds and can certainly be described as a top tier fund manager.
For this role it is essential that you posses the necessary compliance experience gained within institutional fund management as well as the soft skills to face off to the fund managers directly and push back on compliance issues.�Your experience should cover advisory, experience of amending policy and procedures and ideally training also. Of particular interest are candidates with experience of CASS regulations or SEC regulations. Management experience would be a distinct advantage.
To find out more about this role please call Stephen Borner on 02034650110.
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