Senior Compliance Manager (Asset Management), Regional Opportunity, 70-80k recruitment
The Company
Our client is one of the leading asset management firm with a privileged position in the region; they are renowned for providing excellent career prospect and work exposure for their employees.
The Role
Reporting to the Head of Compliance and COO, you will be responsible for the following duties:
- Work closely with the Head of Compliance and COO on a broad scope of compliance responsibilities.
- Responsible for managing regular compliance review for different business units in the region.
- Design and conduct compliance monitoring procedures.
- Manage and implement all regulatory provisions according to group standards and local regulators.
- Reviewing and approving marketing material.
- Handling enquiries from the regulators (SFC and MPFA).
Your Profile
- University degree holder in accounting, law or other related disciplines.
- You should have at least 6 years of relevant working experience with a background within the fund industry.
- Regional experience will be highly advantageous.
- Experience with SFC regulations and US guidelines would be advantageous.
- Proficiency in English and Chinese will be essential.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.
April 4, 2011
• Tags: 70-80k recruitment, Accounting & Finance careers in the Hong Kong SAR, Regional Opportunity, Senior Compliance Manager (Asset Management) • Posted in: Financial