Senior Compliance Manager, Derivatives Compliance – Financial Service recruitment
The Company
Our client is a global and growing financial service with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, their need has arisen to recruit a high caliber experienced professional to join them, focusing in Derivatives Compliance products.
The Role
• Designing compliance surveillance program on options and warrants trading;
• Drafting and reviewing marketing material/legal documents;
• Liaising with regulators and auditors;
• Reviewing and setting-up compliance policies and procedures to meet the best regulatory and industry standards;
• Identifying compliance risks;
• Conducting compliance training; and
• Assisting in other ad-hoc projects
Your Profile
The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline. You must have minimum 5 years' legal or compliance experience and ideally come from a banking/asset management/brokerage background, with solid experience in handling enquiries from various regulators, such as SFC/HKMA and HKEX rules and regulations. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus.
To be considered for this position, you will have a proven track record working in compliance on a trading floor coupled with sound knowledge of Derivatives products.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.