Senior Compliance Manager, Derivatives Compliance – Financial Service recruitment

The Company Our client is a global and growing financial service with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, their need has arisen to recruit a high caliber experienced professional to join them, focusing in Derivatives Compliance products. The Role • Designing compliance surveillance program on options and warrants trading; • Drafting and reviewing marketing material/legal documents; • Liaising with regulators and auditors; • Reviewing and setting-up compliance policies and procedures to meet the best regulatory and industry Read more […]

December 15, 2011 • Tags: , , , • Posted in: Financial • Comments Off on Senior Compliance Manager, Derivatives Compliance – Financial Service recruitment